B.P. SINGHAL v. UNION OF INDIA AND ANR.

The Judgment of the Court was delivered by

R. V. RAVEENDRAN, J. 1. This writ petition under Article 32 of the Constitution of India, raising a question of public importance involving the interpretation of Article 156 of the D Constitution, has been referred to the Constitution Bench, by a two Judge Bench of this Court on 24.1.2005.

2Copy pinpoint2. The writ petition is filed as a public interest litigation in the wake of the removal of the Governors of the States of Uttar E Pradesh, Gujarat, Haryana and Goa on 2.7.2004 by the President of India on the advice of the Union Council of Ministers. The petitioner sought : (a) a direction to the Union of India to produce the entire files, documents and facts which formed the basis of the order dated 2.7.2004 of the President F of India; (b) a writ of certiorari, quashing the removal of the four Governors; and (c) a writ of mandamus to respondents to allow the said four Governors to complete their remaining term of five years.

G The relevant constitutional provisions

3Copy pinpoint3. Article 153 of the Constitution provides that there shall be a Governor for each State. Article 154 vests the executive power of the state in the Governor. Article 155 provides that the Governor of a State shall be appointed by the President, H

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by warrant under his hand and seal. Article 156 relates to term of office of Governor and is extracted below:

"156. Term of office of Governor.-(1) The Governor shall hold office during the pleasure of the President.

(2) The Governor may, by writing under his hand addressed to the President, resign his office.

(3) Subject to the foregoing provisions of this article, a Governor shall hold office for a term of five years from the date on which he enters upon his office: c Provided that a Governor shall, notwithstanding the expiration of his term, continue to hold office until his successor enters upon his office."

(emphasis supplied) D

Submissions of Petitioner

4Copy pinpoint4. The petitioner submits that a Governor, as the Head of the State, holds a high constitutional office which carries with · it important constitutional functions and duties; that the fact that the Governor is appointed by the President and that he holds office during the pleasure of the President does not make the Governor an employee or a servant or agent of the Union Government; and that his independent constitutional office is not subordinate or subservient to the Union Government and he is not accountable to them for the manner in which he carries out his functions and duties as Governor. It is contended that a Governor should ordinarily be permitted to continue in office for the full term of five years; and though he holds office during the pleasure of the President, he could be removed before the expiry of the term of five years, only in rare and exceptional circumstances, by observing the following constitutional norms and requirements :

(a) The withdrawal of presidential pleasure under Article H

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A 156, cannot be an unfettered discretion, nor can it be arbitrary, capricious, unreasonable or malafide. The power of removal should be used only if there is material to demonstrate misbehaviour, impropriety or incapacity. In other words, that removal should be only on existence of B grounds which are similar to those prescribed for impeachment in the case of other constitutional functionaries.

(b) Before a Governor is removed in exercise of power under clause (1) of Article 156, principles of natural justice c will have to be followed. He should be issued a show cause notice setting out the reasons for the proposed removal and be given an opportunity of being heard in respect of those reasons.

D (c) The removal should be by a speaking order so as to apprise him and the public, of the reasons for considering him unfit to be continued as a Governor.

It is also contended that the withdrawal of presidential pleasure resulting in removal of a Governor is justiciable, by way of judicial review.

5Copy pinpoint5. During the hearing, the petitioner slightly shifted his stand. Mr. Soli J. Sorabjee, learned senior counsel appearing on behalf of the petitioner, submitted that to ensure the independence and effective functioning of Governors, certain safeguards will have to be read as limitations upon the power of removal of Governors under Article 156(1) having regard to the basic structure of the Constitution. He clarified that the petitioner's submission is not that a Governor has a fixed irremovable tenure of five years, but that there should be some certainty of tenure so that he can discharge the duties and functions of his constitutional office effectively and independently. Certainty of tenure will be achieved by fixing the norms for removal. On the other hand, recognizing an unfettered discretion will subject a Governor to a constant threat of removal

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and make him subservient to the Union Government,. apart from A. demoralizing him. Therefore, the removal should conform to the following constitutional norms :

Norm 1 ~ Removal of Governor to be in rare and exceptional circumstances, for compelling reasons which 8 make him unfit to continue in office: The tenure of a Governor is five years under clause (3) of Article 156. But clause (3) is subject to clause (1) of Article 156 which provides that a Governor holds office during the pleasure of the President. This only means that he could be removed any time during the said period of five years, for compelling reasons which are germane to, and having a nexus with, the nature of his office and functions performed by him, as for example, (a) physical or mental disability; (b) corruption; (c) violation of Constitution; and (d) misbehaviour or behaviour unbecoming of a Governor rendering him unfit to hold the office (that is indulging in active politics or regularly addressing political rallies, or having links with ant,-national or subversive elements, etc.). The remo.'91 of a Governor under Article 156 cannot be with referencro the ideology or personal preferences of the Governor. Nor can such removal be with any ulterior motives, as for example, to make place }or another person who is perceived to be more amenable to the central government's wishes and directions, or to make room for a politician who could ·not be accommodated or continued in the Council of Ministers. F Norm 2 - A Governor should be apprised of the reasons for removal: Though· there is no need for a formal show cause notice or an enquiry, principles of fair play requires that when a high constitutional functionary like the Governor is sought to be removed, he should be apprised of the reasons therefor. I G Norm 3 - The order of removal is subject to judicial review: In a democracy based'on Rule of Law, no authority has any unfettered and unreviewable discretion. All powers vested in all public authorities, are intended to be used only for public H

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A good. Therefore, any order of premature removal of a Governor will be open to judicial review.

Submissions of respondents

6Copy pinpoint6. The respondents in their counter affidavit have contended that the power of the President to remove a Governor under Article 156(1) is absolute and unfettered. The term of five years provided in Article 156(3) is subject to the doctrine of pleasure contained in Article 156(1 ). The Constitution does not place any restrictions or limitations upon the doctrine of pleasure. Therefore, it is impermissible to read any kind of limitations into the power under Article 156(1 ). The power of removal is exercised by the President on the advice of the Council of Ministers. The advice tendered by the Council of Ministers cannot be inquired into by any court, having regard to the bar contained in Article 74(2). It was therefore urged that on both these grounds, the removal of Governor is not justiciable.

7Copy pinpoint7. The learned Attorney General appearing on behalf of the respondents raised a preliminary objection to the maintainability of the writ petition. He submitted that if the four Governors who were removed, do not wish to seek any relief and have accepted their removal without protest, no member of the public can bring a public interest litigation for grant of relief to them. On merits, he submitted that the provision that the Governor shall hold office during the pleasure of the Government meant that the President's pleasure can be withdrawn at any time resulting in the removal of the Governor, without assigning any reason. He submitted that the founding fathers had specifically provided that Governors will hold office during 'the pleasure of the President, so as to provide to the Union Government, the flexibility of removal if it lost confidence in a Governor or if he was unfit to continue as Governor. He shifted from the stand in the counter that the power under Article 156(1) is an unfettered discretion. He submitted that a H provision that the Governor shall hold office during the pleasure

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[R.V. RAVEENDRAN, J.] of the President, is not a licence to act arbitrarily, whimsically or capriciously. The Union Government did not claim any.right to do what it pleases, as Constitution abhors arbitrariness and unfettered discretion. He stated that the removal should be for a reason, but such reason need not be communicated. He also submitted that removal by applying the doctrine of pleasure need not necessarily relate to any act or or!'ission or fault on the part of the Governor. He submitted that in essence, the object of providing that the Governor shall hold office during the pleasure of the President was that if the President lost faith in the Governor or found him unfit for whatever reason, he can c withdraw the presidential pleasure resulting in removal. He submitted that the pleasure doctrine cannot be denuded of its width, by restricting its applications to specific instances of fault or misbehaviour on the part of the Governor, or by implying an obligation to assign or communicate any reason for the removal. 0

8Copy pinpoint8. The learned Attorney General submitted that iri a democracy, political parties are formed on shared beliefs and th'ey contest election with a declared agenda. If a party which comes to power with a particular social and economic agenda, finds that a Governor is out of sync with its policies, then it should be able to remove such a Governor. The learned Attorney General was categorical in his submission that the Union Government will have the right to remove a Governor without attributing any fault to him, if the President loses- confidence in a Governor or finds that the Governor is out of sync with democratic and electoral mandate.

Questions for consideration

9Copy pinpoint9. The contentions raised give rise to the following questions: G

(i) Whether the petition is maintainable?

(ii) What is the scope of "doctrine of pleasure"?

(iii) What is the position of a Governor under the H /

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A Constitution?

(iv) Whether there are any express or implied limitations/restrictions upon the power under Article 156(1) of the Constitution of India? B (v) Whether the removal of Governors in exercise of the doctrine of pleasure is open to judicial review?

We will consider each of these issues separately.

C (i) Maintainability of the writ petition

10Copy pinpoint10. The respon8ents submitted that a writ petition by way of PIL, to secure relief for the Governors who have been removed from office, is not maintainable as none of the aggrieved persons had approached the court for relief and the writ petitioner has no locus to maintain a petition seeking relief on their behalf. It is pointed out that Governors do not belong to a helpless section of society which by reason of poverty, ignorance, disability or other disadvantage, is not capable of seeking relief. Reliance is placed on the following observations of this Court in S.P. Gupta vs. Union of India - 1981 (Supp) sec 87: " ..... cases may arise where there is undoubtedly public injury by the act or omission of the State or a public authority but such act or omission also causes a specific legal injury to an individual or to a specific class or group of individuals. In such cases, a member of the public having sufficient interest can certainly maintain an action · challenging the legality of such act or omission, but if the person on specific class or group of persons who are primarily injured as a result of such act or omission, do not wish to claim any relief and accept such act or omission willingly and without protect, the member of the public who complains of a secondary public injury cannot maintain the action, for the effect of entertaining the action at the instance of such member of the public would be to foist a ' '

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[R.V. RAVEENDRAN, J.] relief on the person or specific class or group of persons primarily injured, which they do not want."

The petitioner, by way of reply, merely pointed out another observation in S.P. Gupta :

"But there may be cases where the State .or a public authority may act in violation of a constitutional or statutory obligation or fail to carry out such obligation, resulting in injury to public interes,t-0r what may conveniently be termed as public injury:.as1:1istinguished from private injury. Who would have,standing to complain against such act or omissionof the State or public authority? Can any member of thepublic §_ye-fer-judicial redress? Or is the standing limited _ooifto a certain class of persons? Or there is no one who can complain and the public injury muct go unredressed... ... .. D

· If the State or any public authority acts beyond the scope of its power and thereby· causes a specific legal injury to a person or to a determinate class or group of persons, it would be a case of private injury actionable in the manner discussed in the preceding paragraphs. So also if the duty is owed by the State or any public authority to a person or to a determinate class or group of persons, it would give rise to a corresponding right in such person or determinate class or group of persons and they would be entitled to maintain an action for judicial redress. But if no specific legal injury is caused to a person or to a determinate class or group of persons by the act or omission of the State or any public authority and the injury is caused only to public interest, the question arises as to who can maintain an action for vindicating the rule of 1aw and setting aside the unlawful action or enforcing the performance· of the public duty. If no one can maintain an action for redress of such public wrong or public injury, it would be disastrous for the rule of law, for it would be open to the State or a public authority to act with impunity beyond the scope of its power H

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A or in breach of a public duty owed by it. The Courts cannot countenance such a situation where the observance of the law.is left to the sweet will of the authority bound by it, without any redress if the law is col')travened. The view has therefore been taken by the Courts in many decisions that B whenever there is a public wrong or public injury caused by an act or omission of the State or a public authority which is contrary to the Constitution or the law, any member of the public acting bona fide and having sufficient interest can maintain an action for redressal of such public wrong c or public injury. The strict rule of standing which insists that only a person who has suffered a specific legal injury can maintain an action for judicial redress is relaxed and a broad rule is evolved which gives standing to any member of the public who is not a mere busy-body or a D meddlesome interloper but who has sufficient interest in the proceeding."

11Copy pinpoint11. A similar public interest litigation came up before a Constitution Bench of this Court in Ranji Thomas v. Union of India - 2000 (2) sec 81, seeking intervention of this court to restrain the President of India from "forcibly" extracting resignations from various Governors and Lt. Governors. Prayer (a) therein sought quashing of the resignations of certain Governors and Lt. Governors and prayer (b) sought a direction restraining the President from accepting the "involuntary and forced" resignation of Governors and Lt. Governors. Prayer (c) was a general prayer for a declaration that communication of the President seeking the resignation of Governors and Lt. Governors was ultra vires the Constitution. Dealing with the contention that such a petition was not maintainable this Court G observed:

"The learned Attorney General appearing for the Union of India submits that this public interest litigation is not maintainable at the instance of the petitioner, since none of the Governors or Lt. Governors have approached this

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[R.V. RAVEENDRAN, J,.]

cburt or protested against their being asked to resign and A that the petitioner cannot challenge an act which the party affected does not wish to nor intend to challenge. He relies upon the obseNations made by this Court in the case of S.P.' Gupta v. Union of India [1981 (Supp) SCC:87]. ~. I

8 Insofar as prayers (a) and (b) in the writ petition are concerned, we find force in the submission of the learned Attorney General. But, insofar as prayer (c) of the writ petition is .cgncerned, it raises an important public issue and involves the interpretation of Article 156 of the C Constitution of India: As at present advised, we do not think that we can deny locus \to the petitioner . for raising that issue."

The petitioner has no locus to maintain the petition in regard to the prayers claiming relief for the benefit of the individual D Governors. At all events, such prayers no longer survive on account of passage of time. However, with regard to the general question of public importance referred to the Constitution Bench, touching upon the scope of Article 156 (1) and the limitations upon the doctrine of pleasure, the petitioner E has necessary locus.

(ii) Scope of doctrine of pleasure

12Copy pinpoint12. The Pleasure Doctrine has its origin in English law, with reference to the tenure of public servants under the Crown. In F Dunn v. Queen - 1896 (1) QB 116, the Court of Appeal referred to the old common law rule that a public seNant unc:Jer the British Crown had no tenure but held his position at the absolute discretion of the Crown. ltwas obseNed: G "I take it that persons employed as the petitioner was in the seNice of the Crown, except in cases where there is some statutory provision for a higher tenure of office, are ordinarily engaged on the understanding that they hold their employment at.the pleasure of the Crown. So I think that H

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A there must be imported into the contract for the employment of the petitioner, the term which is applicable to civil servants in general, namely, that the Crown may put an end to the employment at its pleasure. It seems to me that it is the public interest which has led to the term which 8 I have mentioned being imported into contracts for employment in the service of the Crown. The cases cited show that, such employment being for the good of the public, it is essential for the public good that it should be capable of being determined at the pleasure of the Crown, c except in certain exceptional cases where it has been deemed to be more for the public good that some restrictions should be imposed on the power of the Crown to dismiss its servants."

(emphasis supplied) D (12.1) In Shenton v. Smith [1895 AC 229], the Privy Council explained that the pleasure doctrine was a necessity because, the difficulty of dismissing those servants whose continuance in office was detrimental to the State would, if it E were necessary to prove some offence to the satisfaction of a jury (or court) be such, as to seriously impede the working of the public service.

(12.2) A Constitution Bench of this Court in Union of India F v. Tulsiram Patel - (1°985) 3 SCC 398 explained the origin of the doctrine thus:

"In England, except where otherwise provided by statute, all public officers and servants of the Crown hold their appointments at the pleasure of the Crown or durante bene placito ("during good pleasure" or "during the pleasure of the appointer") as opposed to an office held dum bene se gesserit ("during good conduct"), also called quadiu se bene gesserit ("as long as he shall behave himself well"). When a person holds office during the pleasure of the Crown, his appointment can be

B.P. SINGHAL v. UNION OF INDIA AND ANR. 619

[R.V. RAVEENDRAN, J.] terminated at any time without assigning cause. The A exercise of pleasure by the Crown can, however, be restricted by legislation enacted by Parliament because in the United Kingdom Parliament is sovereign .. : .... "

(emphasis supplied) B (12.3) In State of Bihar v. Abdul Majid - 1954 SCR 786, another Constitution Bench explained the doctrine of pleasure thus:

"The rule that a civil servant holds office at the pleasure of c the Crown has its origin in the latin phrase "durante bene p/acito" ("during pleasure") meaning that the tenure of office of a civil servant, except where it is otherwise provided by statute, can be terminated at any time without cause assigned. The true scope and effect of this expression is 0 that even if a special contract has been made with the civil servant the Crown is not bound thereby. In other words, civil servants are liable to dismissal without notice and there is no right of action for wrongful dismissal, that is, that they cannot claim damages for premature termination of their services." E

(12.4) H.M. Seervai, in his treatise 'Constitutional law of India' (4th Ed., Vol. 3, pp.2989-90) explains this English Crown's power to dismiss at pleasure in the following terms: F "In a contract for service under the Crown, civil as well as military, there is, except in certain cases where it is otherwise provided by law, i111ported into the contract a condition that the Crown has the power to dismiss at pleasure .... Where the general rule prevails, the Crown is G not bound to show good cause for dismissal, and if a servant has a grievance that he has been dismissed unjustly, his remedy is not by a law suit but by an appeal of an official or political kind ...... If any authority representing the Crown were to exclude the 'power of the H

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A Crown to-dismiss at pleasure by express stipulation, that would be a violation of public policy and the stipulation cannot derogate from the power of the Crown to dismiss at pleasure, and this would apply to a stipulation that the service was to be terminated by a notice of a specified period of time. Where, however, the law authorizes the B making of a fixed term contract, or subjects the pleasure of the Crown to certain restrictions, the pleasure is pro tanto curtailed and effect must be given to such law."

(12.5) Black's Dictionary defines 'Pleasure Appointment' C as the assignment of someone to employment that can be taken away at any time, with no requirement for notice or hearing.

13Copy pinpoint13. Th.ere is a distinction between the doctrine of pleasure D as it existed in a feudal set-up and the doctrine of pleasure in a democracy governed by rule of law. In a nineteenth century feudal set-up unfettered power and discretion of the Crown was not an alien concept. However, in a democracy governed by Rule of Law, where arbitrariness in any form is eschewed, no E Government or Authority has the right to do what it pleases. The doctrine of pleasure does not mean a licence to act arbitrarily, capriciously or whimsically. It is presumed that discretionary powers conferred in absolute and unfettered terms on any public authority will necessarily and obviously be exercised F reasonably and for public good.

14Copy pinpoint14. The following classic statement from Administrative Law (HWR Wade & CF Forsyth - 9th Ed. - Pages 354-355) is relevant in this context :

G "The common theme of all the authorities so far mentioned is that the notion of absolute or unfettered discretion is rejected. Statutory power conferred for public purposes is conferred as it were upon trust, not absolutely - that is to say, it can validly be used only in the right and proper way which Parliament when conferring it is presumed to have H

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intended. Although the Crown's lawyers have argued in numerous cases that unrestricted permissive language confers unfettered discretion, the truth is that, in a system based on the rule of law, unfettered government discretion is a contradiction in terms. The real question is whether the discretion is wide or narrow, and where the legal line is to be drawn. For this purpose everything depends upon the true intent and meaning of the empowering Act.

The powers of public authorities are therefore essentially different from those of private persons. A man making his will may, subject to any rights of his dependants, dispose of his property just as he may wish. He may act out of malice or a spirit of revenge, but in law this does not affect his exercise of his power. In the same way a private person has an absolute power to aTlow whom he likes to use his land, to release a debtor, or where the law permits, to evict D a tenant, regardless of his motive. This is unfettered discretion. But a public authority may do none of these things unless it acts reasonably and in good faith and upon lawful and relevant grounds of public interest ...... The whole conception of unfettered discretion is inappropriate E to a public authority, which possesses powers solely in order that it may use them for the public good. There is nothing paradoxical in the imposition of such legal limits. It would indeed be paradoxical if they were not imposed." F (emphasis supplied)

15Copy pinpoint15. It is of some relevance to note that the 'Doctrine of Pleasurei'. in its absolute unrestricted application does not exist in India. The said doctrine is severely curtailed in the case of government employment, as will be evident from clause (2) of G Article 310 and clauses (1) and (2) of Article 311. Even in regard to cases falling within the proviso to clause (2) of Article 311, the' application of the doctrine is not unrestricted, but moderate!~ 1-estricted in the sense that the circumstances mentioned therein should exist for its operation. The Canadian H

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A Supreme Court in Wells v. Newfound land [1999 (177) DL (4th) 73(SCC)] has concluded that "at pleasure" doctrine is no longer justifiable in the context of modern employment relationship.

16Copy pinpoint16. In Abdul Majid (supra), this Court considered the scope · of the doctrine of pleasure, when examining whether the rule 8 of English Law that a civil servant cannot maintain a suit against the State or against the Crown fqr the recovery of arrears of salary as he held office during the pleasure of the crown, applied in India. This Court held that the English principle did C not apply in India. This Court observed :

"It was suggested that the true view to take is that when the statute says that the office is to be held at pleasure, it means "at pleasure", and no rules or regulations can alter or modify that; nor can section 60 of the Code of Civil D Procedure, enacted by a subordinate legislature be used to construe an Act of a superior legislature. It was further suggested that some meaning must be given to the words "holds office during His Majesty's pleasure" as these words cannot be ignored and that they bear the meaning given to them by the Privy Council in l.M. Lall's case. [75 l.A.225]

In our judgment, these suggestions are based on a misconception of the scope of this expression. The expression concerns itself with the tenure of office of the civil servant and it is not implicit in it that a civil servant serves the Crown ex gratia or that his salary is in the nature of a bounty. It has again no relation or connection with the question whether an action can be filed to recover arrears of salary against the Crown. The origin of the two rules is different and they operate on two different fields." G [emphasis supplied]

17Copy pinpoint17. This shows the 'absoluteness' attached to the words 'at pleasure' is in regard to tenure of the office and does not H

B.P. SINGHAL v. UNION OF INDIA AND ANR. 623

[R.V. RAVEENDRAN, J.]

affect, any constitutional or statutory restrictions/limitations which A may\apply.

'18. The Constitution refers to offices held during the pleasure of the President (without restrictions), offices held during the pleasure of the President (with restrictions) and also 8 appointments to which the said doctrine is not applicable. The Articles in the Constitution of India which refer to the holding of office during the pleasure of the President without any restrictions or li,mitations are Article 75(2) relating to ministers, Article 76 (4) relating to Attorney General and Article 156(1) relating to Governors. Similarly Article 164(1) and 165(3) C provides that the Ministers (in the States) and Advocate General for the State shall hold office during the pleasure of the Governor.

19Copy pinpoint19. Article 310 read with Article 311 provide an exam pie of the application of 'at pleasure' doctrine subject to restrictions. Clause (1) of Article 310 relates to tenure of office of persons serving the Union or a State, being subject to doctrine of pleasure. However; clause (2) of Article 310 and Article 311 restricts the operation of the 'at pleasure' doctrine contained in Article 310(1 ). For convenience, we extract below clause (1) of Article 310 referring to pleasure doctrine and clause (2) of Article 311 containing the restriction on the pleasure doctrine:

"310. Tenure of office of persons serving the Union or a State - (1) Except as expressly provided by this F Constitution, every person who is a member of a defence service or of a civil service of the Union or of an all-India service or holds any post connected with defence or any civil post under the Union holds office during the pleasure of the President, and every person who is a member of a G civil serv1ce of a State or holds any civil post under a State holds office during the pleasure of the Governor of the State.

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A 311. Dismissal, removal or reduction in rank of persons employed in civil capacities under the Union or a State : ·

(2) - No such person as aforesaid shall be dismissed or B removed or reduced in rank except after an inquiry in which he has been informed of the charges against him and given a reasonable opportunity of being heard in respect of those charges."

c This Court in P.L. Ohingra v. Union of India - AIR 1958 SC 36, referred to the qualifications on the pleasure doctrine under Article 310:

"Subject to these exceptions our Constitution, by Art. 310(1 ), has adopted the English Common Law rule that public servants hold office during the pleasure of the President or Governor, as the case may be and has, by Art. 311, imposed two qualifications on the exercise of such pleasure. Though the two qualifications are set out in a separate Article, they quite clearly restrict the operation of the rule embodied in Art. 310(1 ). In other words the provisions of Art. 311 operate as a proviso to Art. 310(1)."

Again, in Moti Ram v. N.E. Frontier Railway - AIR 1964 SC F 600, this Court referred to the qualifications to which pleasure doctrine was subjected in the case of government servants, as follows:

"The rule of English law pithily expressed in the latin phrase 'durante bene placito ("during pleasure") has not been fully adopted either by S. 240 of the Government of India Act, 1935 or by Art. 310(1) of the Constitution. The pleasure of the President is clearly controlled by the provisions of Art. 311, and so, the field that is covered by Art. 311 on a fair and reasonable construction of the relevant words used in that article, would be excluded from

B.P. SINGHAL v. UNION OF INDIA AND ANR. . 625 [R.V. RAVEENDRAN, J.] the operation of the absolute doctrine of pleasure. The A pleasure of the President would still be there, but it has to be exercised in accordance with the requirements of Art. 311."

20Copy pinpoint20. The Constitution of India also refers to other offices 8 whose holders do not hold office during the pleasure of the President or any other authority. They are: President under Article 56; Judges of the Supreme Court under Article 124; Comptroller & Auditor General of India under Article 148; High Court Judges under Article 218; and Election Commissioners C under Article 324 of the Constitution of India. In the case of these constitutional functionaries, it is specifically provided that they shall not be removed from office except by impeachment, as provided in the respective provisions.

21Copy pinpoint21. Constitution of India thus provides for three different types of tenure: (i) Those who hold office during the pleasure of the President (or Governor); (ii) Those who hold office during the pleasure of the President (or Governor), subject to restrictions; (iii) Those who hold office for specified terms with immunity against removal, except by impeachment, who are not subject to the doctrine of pleasure. Constitutional Assembly debates clearly show that after elaborate discussions, varying levels of protection against removal were adopted in relation to different kinds of offices. We may conveniently enumerate them: (i) Offices to which the doctrine of pleasure applied absolutely without any restrictions (Ministers, Governors, Attorney General and Advocate General); (ii) Offices to which doctrine of pleasure applied with restrictions (Members of defence service, Members of civil service of the Union, Member of an All-India service, holders of posts connected with defence or any civil post under the Union, Member of a civil service of a State and holders of civil posts under the State); and (iii) Offices to which the doctrine of pleasure does not apply at all (President, Judges of Supreme Court, Comptroller & Auditor General of India, Judges of the High Court, and Election Commissioners). Having regard to the constitutional scheme, H

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A it is not possible to mix up or extend the type of protection against removal, granted to one category of offices, to another category.

22Copy pinpoint22. The doctrine of pleasure as originally envisaged in B England was a prerogative power which was unfettered. It meant that the holder of an office under pleasure could be removed at any time, without notice, without assigning cause, and without there being a need for any cause. But where rule of law prevails, there is nothing like unfettered discretion or unaccountable action. The degree of need for reason may vary. C The degree of scrutiny during judicial review may vary. But the need for reason exists. As a result when the Constitution of India provides that some offices will be held during the pleasure of the President, without any express limitations or restrictions, it should however necessarily be read as being subject to the D a "fundamentals of constitutionalism". Therefore in constitutional set up, when an office is held during the pleasure of any Authority, and if no limitations or restrictions are placed on the "at pleasure" doctrine, it means that the holder of the office can be removed by the authority at whose pleasure he holds office, at any time, without notice and without assigning any cause. The doctrine of pleasure, however, is not a licence to act with unfettered discretion to act arbitrarily, whimsically, or capriciously. It does not dispense with the r.eed for a cause for withdrawal of the pleasure. In other words, "at pleasure" doctrine enables the removal of a person holding office at the pleasure of an Authority, summarily, without any obligation to give any notice or hearing to the person removed, and without any obligation to assign any reasons or disclose any cause for the removal, or withdrawal of pleasure. The withdrawal of pleasure cannot be at the sweet will, whim and fancy of the Authority, but can only be for valid reasons.

(iii) Position of a Governor under the Constitution

23Copy pinpoint23. The Governor constitutes an integral part of the legislature of a State. He is vested with the legislative power

B.P. SING HAL v. UNION OF INDIA AND ANR. . 627 [R.V. RAVEENDRAN, J.]

to promulgate ordinances while the Houses of the legislature, are not iri session. The executive power of the State is vested in him and every executive action of the Government is taken in his name. He exercises the sovereign power to grant pardons, reprieves, respites or remissions of punishment. He is vested with the power to summon each House of the B Legislature or to prorogue either House or to dissolve the legislative assembly. No Bill passed by the Houses of the Legislature can become law unless it is assented to by him. He has to make a report where he finds that a situation has arisen in which the Government of the State cannot be carried c on in accordance with the Constitution. He thus occupies a high constitutional office with important constitutional functions and duties.

24Copy pinpoint24. In State of Rajasthan vs. Union of India - 1977 (3) SCC 592, a Constitution Bench of this Court described the position of Governor thus:

"67. The position of the Governor as the Constitutional head of State as a unit of the Indian Union as well as the formal channel of communication between the Union and the State Government, who is appointed under Article 155 of the Constitution "by the President by Warrant under his hand and seal," was also touched in the course of arguments before us. Qn the one hand, as the· Constitutional head of the State, he is ordinarily bound, by reason of a constitutional convention, by the advice of his Council of Ministers conveyed to him through the Chief Minister barring very exceptional circumstances among which may be as pointed out by my learned brothers Bhagwati and Iyer, JJ., in Shamsher Singh's case, (1974 G (2) sec 31 ), a situation in which an appeal to the electorate by a dissolution is called for. On the other hand, as the defender of "the Constitution and the law" and the watch-dog of the interests of the whole country and well- being of the people of his State in particular, the Governor H

628 SUPREME COURT REPORTS (2010] 6 S.C.R.

A is vested with certain discretionary powers in the exercise of which he can act independently. One of his independent functions is the making of the report to the Union Government on the strength of which Presidential power under Article 356(1) of the Constitution could be exercised. B In so far as he acts in the larger interests of the people, appointed by the President "to defend the constitution and the Law" he acts as an observer on behalf of the Union and has to keep a watch on how the administrative machinery and each organ of constitutional government is c working in the state. Unless he keeps such a watch over all governmental activities and the state of public feelings about them, he cannot satisfactorily discharge his function of making the report which may form the basis of the Presidential satisfaction under Article 356(1) of the Constitution." D (emphasis supplied)

In State of Karnataka v. Union of India [1977 (4) SCC 608], a seven-Judge Bench of this Court held : E 'The Governor of a State is appointed by the President and holds office at his pleasure. Only in some matters he has got a discretionary power but in all others the State administration is carried on by him or in his name by or with the aid and advice of the Ministers. Every action, even F of an individual Minister, is the action of the whole Council and is governed by the theory of joint and collective responsibility. But the Governor is there, as the head of the State, the Executive and the Legislature, to report to the Centre about the administration of the State." G Another Constitution Bench of this Court in Hargovind Pant vs. Raghukul Tilak (Dr.) - 1979 (3) SCC 458], explained the status of the Governor thus: "It will be seen from this enumeration of the constitutional H

B.P. SINGHAL v. UNION OF INDIA AND ANR. 629

[R.V. RAVEENDRAN, J.]

powers and functions of the Governor that he is not an A employee or servant in any sense of the term. It is no doubt true that the Governor is appointed by the President which means in effect and substance the Government of India, but that is only a mode of appointment and it does not make the Governor an employee or servant of the B Government of India. Every person appointed by the President is not necessarily an employee of the Government of India. So also it is not material that the Governor holds office during the pleasure of the President : it is a constitutional provision for determination of the c term of office of the Governor and it does not make the Government of India an employer of the Governor. The Governor is the head of the State and holds a high constitutional office which carries with it important constitutional functions and duties and he cannot, 0 therefore, even by stretching the language to a breaking point, be regarded as an employee or servant of the Government of India. He is not amenable to the directions of the Government of India, nor is he accountable for them for the manner in which he carries out his functions and duties. He is an independent constitutional office which is not subject to the control of the Government of India. He is constitutionally the head of the State in whom is vested the executive power of the State and without whose assent there can be no legislation in exercise of the legislative power of the State. There can, therefore, be no doubt that the office of Governor is not an employment under the Government of India and it does not come within the prohibition of clause (d) of Article 319 ........ it is impossible to hold that the Governor is under the control of the Government of India. His office is not sub-ordinate or subservient to the Government of India. He is not amenable to the directions of the Government of India, nor is he accountable to them for the manner in which he carries out his functions and duties." (emphasis supplied) H

630 SUPREME COURT REPORTS . [2010] 6 S.C.R.

A In Rameshwar Prasad (VI) vs. Union of India - 2006 (2) SCC 1 this Court reiterated the status of Governor as explained in Hargovind Pant, and also noted the remark of Sri G.S. Pathak, a former Vice-President that "in the sphere which is bound by the advice of the Council of Ministers, for obvious reasons, the B Governor must be independent of the centre" as there may be cases "where the advice of the centre may clash with advice of the State Council of Ministers" and that "in such cases the Governor must ignore the centre's 'advice' and act on the advice of his Council of Ministers." We may also refer c to the following observations of H. M. Seervai, in his treatise 'Constitutional Law of India' [4th Ed., Vol.II, at p.2065]

"It is clear from our Constitution that the Governor is not the agent of the President, because when it was intended to make the Governor an agent of the President it was expressly provided - as in Para 18(2), Schedute VI (repealed in 1972). It is equally clear from our Constitution that the Governor is entrusted with the discharge of his constitutional duties. In matters on which he must act on the advice of his Ministers - and they constitute an overwhelming part of his executive power - the question of his being the President's agent cannot arise."

25Copy pinpoint25. It is thus evident that a Governor has a dual role. The first is that of a constitutional Head cf the State, bound by the advice of his Council of Ministers. The second is to function as a vital link between the Union Government and the State Government. In certain special/emergent situations, he may also act as a special representative of the Union Government. He is required to discharge the functions related to his different roles harmoniously, assessing the scope and ambit of each role properly. He is not an employee of the Union Government, nor the agent of the party in power nor required to act under the dictates of political parties. There may be occasions when he may have to be an impartial or neutral Umpire where the views of the Union Government and State Governments are in conflict. H

B.P. SINGHAL v.. UNION OF INDIA AND ANR. 631 [R.V. RAVEENDRAN, J.]

His· peculiar position arises from the fact that the Indian A Constitution is quasi-federal in character. In State of Karnataka' (supra), this Court observed :

"Strictly speaking, our Constitution is not of a federal character where separate, independent and sovereign 8 States could be said to have joinedto form a nation as in the United States of America or as may be the position in some other countries of the world. It is because of that feason that sometimes it has been characterized as quasi- federal in nature. Leaving the functions ofthe judiciary C apart, by and large the legislative and the executive functions of the Centre and the States have been defined and distributed, but, even so, through it all runs an overall thread or rein in the hands of the Centre in both the fields."

In S.R.Bommai v. Union of India [1994 (3) SCC 1], a nine- D Judge Bench of this Court described the Constitution oflndi~ as quasi-federal, being a mixture of federal and unitary· elements leaning more towards the latter.

26Copy pinpoint26. In the early days of Indian democracy, the same political party was in power both at the Centre and the States. The position has changed with passage of time. Now different political parties, some national and some regional, are in power in the States. Further one single party may not be in power either in the Centre or in the State. Different parties with distinct ideologies may constitute a front, to form a Government. On account of emergence of coalition politics, many regional parties have started sharing power in the Centre. Many a time there may not even be a common programme, manifesto or agenda among the parties sharing power. As a result, the agenda or ideology of a political party in power in the State may G r<ot be in sync with the agenda or ideology of the political parties in the ruling coalition at the Centre, or may not be in sync with the agenda or ideology of some of the political parties in the ruling coalition at the Centre, but may be in sync with some other political parties forming part of the ruling coalition at the H

632 SUPREME -COURT REPORTS [2010] 6 S.C.R.·

A Centre. Further the compulsions of coalition politics may require the parties sharing power, to frequently change their policies and agendas. In such a scenario of myriad policies, ideologies, agendas in th~; shifting sands of political coalitions, there is no question of the Union Government having Governors who are in sync with its mandate and policies. Governors are not expected or required to implement the policies of the government or popular mandates. Their constitutional role is clearly defined and bears very limited political overtones. We have already noted that the Governor is not the agent or the employee of the Union Government. As the constitutional head of the State, many a time he may be expressing views of the · State Government, which may be neither his own nor that of the Centre (for example, when he delivers the special address under Article 176 of the Constitution). Reputed elder statesmen, able administrators and eminent personalities, with maturity and experience are expected to be appointed as Governors. While some of them may come from a political background, once they are appointed as Governors, they owe their allegiance and loyalty to the Constitution and not to any political party and are required to preserve, protect and defend the Constitution (see the terms of oath or affirmation by the Governor, under Article 159 of the Constitution). Like the President, Governors are expected to be apolitical, discharging purely constitutional functions, irrespective of their earlier political background. Governors cannot be politically active. We therefore reject the contention of the respondents that Governors should be in "sync" with the policies of the Union Government or should subscribe to the ideology of the party in power at the Centre. As the Governor is neither the employee nor the agent of the Union Government, we also reject the contention that a G Governor can be removed if the Union Government or party in power loses 'confidence' in him.

27Copy pinpoint27. We may conclude this issue by referring to the vision of Sri Jawaharlal Nehru and Dr. B. R. Ambedkar expressed H during the Constituent Assembly Debates, in regard to the

B.P. SINGHAL v. UNION OF INDIA AND ANR. 633

[R.V. RAVEENDRAN, J.]

office of Governor (Volume Ill Pages 455 and 469). Sri Nehru A said:

"But on the whole it probably would be desirable to have people from outside - eminent people, sometimes people who have not taken too great a part in politics ...... he 8 would nevertheless represent before the public someone slightly above the party and thereby, in fact, help that government more than if he was considered as part of the party machine."

Dr. B. R. Ambedkar stated : C

"If the Constitution remains in principle the same as we intend that it should be, that the Governor should be a purely constitutional Governor, with no power of interference in the administration of the province ...... " o (iv) Limitations/restrictions upon the power under Article 156(1) of the Constitution of India

28Copy pinpoint28. We may now examine whether there are any express or implied limitations or restrictions on the power of removal of E Governors under Article 156(1). We do so keeping in mind the following words of Justice Holmes : "the provisions of the Constitution are not mathematical formulas having their essence in their form; they are organic, living institutions ..... The significance is vital, nor formal; it is to be gathered not simply F by taking the words and a dictionary, but by considering their origin and the line of their growth" (see : Gompers vs. United States - 233 US 603).

Effect of clause (3) of Article 156 G

29Copy pinpoint29. It was submitted on behalf of the petitioners that the doctrine of pleasure under Article 156(1) is subject to the express restriction under. clause (3) of Article 156. It was submitted that there is a significant difference between Articles 75(2) and 76 (4) which provide for an unrestricted application H

634 SUPREME COURT REPORTS [2010] 6 S.C.R.

A of the doctrine, and Article 156(1) which provided for application of the doctrine subject to a restriction under Article 156(3). It is pointed out that in the case of Ministers and the Attorney General, Articles 75 and 76 do not provide any period of tenure, whereas clause (3) of Article 156 provides that in the B case of Governors, the term of office will be five years. It is submitted that Clause (1) of Article 156 providing that the Governor shall hold office during the pleasure of the President, should be read in consonance with Clause (3) or Article 156 which provides that subject to clause (1) and subject to the C Governor's right to resign from his office, a Governor shall hold office for a term of five years from the date on which he enters office. The petitioner interprets these two clauses of Article 156 thus: The tenure of office of the Governor is five years. However, before the expiry of that period the Governor may resign from office, or the President may, for good and valid reasons relating 0 to his physical/mental inability, integrity, and behaviour, withdraw his pleasure thereby removing him from office.

30Copy pinpoint30. A plain reading of Article 156 shows that when a Governor is appointed, he holds the office during the pleasure E of the President, which means that the Governor can be removed from office at any time without notice and without assigning any cause. It is also open to the Governor to resign from office at any time. If the President does not remove him from office and if the Governor does not resign, the term of the F Governor will come to an end on the expiry of five years from the date on which he enters office. Clause (3) is not intended to be a restriction or limitation upon the power to remove the Governor at any time, under clause (1) of Article 156. Clause (3) of Article 156 only indicates the tenure which is subjected G to the President's pleasure. In contrast, we can refer to Articles 310 and 311 where the doctrine of pleasure is clearly and indisputably subjected to restriction. Clause (1) of Article 310 provides that a person serving the Union Government holds office during the pleasure of the President and a person serving H a state government holds office during the pleasure of the

B.P. SINGHAL v. UNION OF INDIA AND ANR. . 635 [R.V. RAVEENDRAN, J.]

Governor. The 'doctrine of pleasure' is subjected to a restriction in Article 310(2) and the restrictions in Article 311 (1) and (2). The most significant restriction is contained in clause (2) of Article 311 which provides that no such employee shall be / dismissed or removed from service except after an inquiry in which he has been informed of the charges levelled against him and given a reasonable opportunity of being heard in respect of those charges. Clause (1) of Article 310 begins with the words "Except as expressly provided by the Constitution". Therefore, Article 310 itself makes it clear that though a person serves the Union or a State during the pleasure of the c President/Governor, the power of removal at pleasure is subject tEJ the other express provisions of the Constitution; and Article 31'1 contains such express provision which places limitations upon the power of removal at pleasure. By contrast, clause (1) of Article 156 is not made subject to any other provision of the 0 Constitution nor subjected to any exception. Clause (3) prescribing a tenure of five years for the office of a Governor, is made subject to clause (1) which pro·1ides that the Governor shall hold office during the pleasure of the PreSident. Therefore, it is not possible to accept the contention that clause (1) of Article 156 is subjected to an express restriction or limitation E under Clause (3) of Article 156.

Reports of Commissions

31Copy pinpoint31. The petitioner relied upon the Report of the Sarkaria F Commission on Centre-State Relations and the Report of the National Commission to Review the working of the Constitution in support of his contention that removal of a Governor should be by an order disclosing reasons, that the Governor should be given an opportunity to explain his position G and that the removal should be only for compelling reasons, thereby stressing the need to provide security of tenure f()r, the Governors.

32Copy pinpoint32. The Report of the Sarkaria Commission on Centre . State Relations (Vol.1 Chapter IV) dealt with the role of a H

636 SUPREME COURT REPORTS [2010] 6- S.C,R.

A Governor and made the following recommendations with regard to his term of office:

"4.7.08 ......... We recommend that the Governors tenure of office of five years in a State should not be disturbed except very rarely and that too for some extremely B compelling reason. It is indeed very necessary to assure a measure of security of tenure to the Governor's office."

The reason assigned by the Commission for the said recommendation was as follows: c "Further, the ever-present possibility of the tenure being terminated before the full term of 5 years, can create considerable insecurity in the mind of the Go~ernor and impair his capacity to withstand pressures, resist extraneous influences and act impartially in the discharge of his discretionary functions. Repeated shifting of Governors from one State to another can lower the prestige of this office to the detriment of both the Union and the State concerned. As a few State Governments have pointed out. Governors should not be shifted or transferred from one State to another by the Union as if they were civil servants. The five year term of Governor's office prescribed by the Constitution in that case loses much of its significance."

F The Commission also noted the following suggestions received in favour of and against the suggestion for providing security of tenure (para 4.8.01 ):

Suggestions for security of tenure G Suggestions against security of tenure

(i) A Governor should have a guaranteed tenure so that he can function impartially. The different procedures suggested for . Governor's removal, are-

H (a) The same procedure as for a Supreme Court Judge.

B.P. SINGHAL v. UNION OF INDIA AND ANR. 637

[R.V. RAVEENDRAN, J.]

(b) An investigation into the Governor's conduct by a A parliamentary Committee.

(c) Impeachment by the State Legislature.

(d) Inquiry by the Supreme Court. B (e) Written request from the Chief Minister, followed by a resolution of the Legislative Assembly.

(f) Recommendation of the Inter-State Council.

(ii) Tenures should not be guaranteed to a Governor C because-

(a) the nature of his duties and functions and the manner of their performance are fundamentally different from those of a Judge. The former has a multi-faceted role and his duties are mainly non-judicial, while those of a Judge are entirely judicial to be discharged in his own independent judgment; '

(b) it will be difficult to remove a Govemor who is not of the requisite ability and impartiality, or who is not able to function smoothly with the Chief Minister or who does not function in coordination with the Union.

The Commission after considering the matter 'in detail, made the following recommendations regarding security of tenure: F "4.8.07. While it is not advisable to give the same security of tenure to a Governor as has been assured to a Judge of the Supreme Court, some safeguard has to be devised against arbitrary withdrawal of President's pleasure, putting a premature end to the Governor's tenure. The intention G of the Constitution makers in prescribing a five-year term for this office appears to be that the President's pleasure on which the Governor's tenure is dependent, will not be withdrawn without cause shown. Any other inference would render clause (3) of Article 156 largely otiose. It will be but .H

638 SUPREME COURT.REPORTS [2010] 6 S.C.R.

A fair that the Governor's removal is based on procedure which affords him an opportunity of explaining his conduct in question and ensures fair consideration of his explanation, if any.

4.8.08. Save where the President is satisfied that, in the B interest of the security of the State, is it not expedient to do so, as a matter of healthy practice, whene_ver it is proposed to terminate the tenure of a Governor before the expiry of the normal terms of five years, he should be informally apprised of the grounds of the proposed action c and afforded a reasonable opportunity for showing cause against it. It is desirable that the President (which, in effect, means the Union Council of Ministers) should get the explanation, if any, submitted by the Governor against his proposed removal from office, examined by an Advisory D Group consisting of the Vice-President of India and the Speaker of the Lok Sabha or a retired Chief Justice of India. After receiving the recommendations of this Group, the President may pass such orders in the case as he may deem fit. E 4.8.09. We recommend that when a Governor, before the expiry of the normal term of five years, resigns or is appointed Governor in another State, or his tenure is terminated, the Union Government may lay a statement F before both Houses of Parliament explaining the circumstances leading to the ending of his tenure. Where a Governor has been given an opportunity to show cause against the premature termination of his tenure, the statement may also include the explanation given by him in reply. This procedure would strengthen the control of G Parliament and the Union Executive's accountability to it."

The Inter State Council accepted the said recommendation of the Sarkaria Commission. It is stated that the matter is thereafter pending consideration before the Central H Government.

B.P. SINGHAL v. UNION OF INDIA AND ANR. 639

[R.V. RAVEENDRAN, J.]

33Copy pinpoint33. Reference was next made to a Consultation Paper on A "Institution of Governor under the Constitution" published by the National Commission to Review the Working of the Constitution, to elicit public opinion and generate public debate. The recommendations proposed were as under : B "Accordingly, we recommend that Articles 155 and 156 of the Constitution be amended to provide for the following:

(a) the appointment of the Governor should be entrusted to a committee comprising the Prime Minister of India, Union Minister for Home affairs, C the Speaker of the Lok Sabha and the Chief Minister of the concerned State. (Of course, the composition of the committee is a matter of detail which can always be settled once the principal idea is accepted; D

(b) the term of office, viz., five years, should be made a fixed tenure;

(c) the provision that the Governor holds office '.'during the pleasure of the President' be deleted: E (d) provision be made for the impeachment of the Governor by the State Legislature or',th,e,same lines as the impeachment of the1 Presideht by the Parliament. (The procedure for impeachment of the F President is set out in Article 61). Of course, where there is no Upper House of Legislature in any State, appropriate changes may have to be made in the proposed Article since Article 61 is premised upon the existence of two Houses of Parliament." G

We extract below the relevant portions of the recommendations made by the National Commission (different from what was , prefp_o$edk.after considering the responses received:

"8.14.2 After carefully considering the public responses and H

640 SUPREME COURT REPORTS · [2010] 6 S.C.R.

A after full deliberations, the Commission does not agree to dilute the powers of the President in the matter of selection and appointment of Governors. However, the Commission feels that the Governor of a State should be appointed by the President, after consultation with the Chief Minister of B that State. Normally the five year term should be adhered to and removal or transfer of the Governor should be by following a similar procedure as for appointment i.e. after consultation with the Chief Minister of the concerned State.

8.14.3 The Commission recommends that in the matter of c selection of a Governor, the following maters mentioned in para 4.16.01 of Volume I of the Sarkaria Commission Report should be kept in mind:

He should be eminent in some walk of life. D He should be a person from outside the State.

He should be a detached figure and not too intimately connected with the local politics of the State. E He should be a person who has not taken too great a part in politics generally, and particularly in the recent past.

34Copy pinpoint34. These recommendations howsoever logical, or deserving consideration and acceptance, remain recommendations. They cannot override the express provisions of the Constitution as they stand. Nor can they assist in interpreting Article 156. The very fact that such recommendations are made, shows that the position under the G existing Constitutional provisions is otherwise. They are suggestions to be considered by those who can amend the Constitution. They do not assist in interpreting the existing provisions of the Constitution.

B.P. SINGHAL v. UNION OF INDIA AND ANR. .641 [R.V. RAVEENDRAN, J.] / Constituent Assembly Debates A

35Copy pinpoint35. Both sides relied upon the Constituent Assembly Debates to support their respective interpretation of Article 156(1 ). The petitioners contended that the founuing fathers proceeded on the assumption that the removal will only be on 8 the ground of bribery and corruption, violation of the Constitution, or any other legitimate ground attributable to an act or omission on the part of the Governor; The respondents point out that security of tenure and other alternatives were considered and consciously rejected to opt for Governors C holding office during the pleasure of the President.