MAYAWATI v. MARKANDEYA CHAND AND ORS.

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Court
Supreme Court of India
Decided
(year only)
Bench
M.M. PUNCHHI, CJ., K.T. THOMAS and M. SRINIVASAN
Citation
[1998] Supp. 2 S.C.R. 204
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Judgment · Supreme Court of India · decided (year only) · Bench: M.M. PUNCHHI, CJ., K.T. THOMAS and M. SRINIVASAN

[1998] Supp. 2 S.C.R. 204

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Headnote — Supreme Court Reports (editorial summary, not part of the judgment)

Referring the matter to Constitution Bench, this Court,

Held

PER PUNCHHI. CJ. B

Reporter's headnote (continued) and case details

A

OCTOBER 9, 1998

B [ Constitution of India, 1950 :

Tenth Scheiule-Paras l(b)(c), 2(1), 3 and 6 c Defection-Disqualification of member ofHouse---Ground ofdefection-- Power of Speaker to disqualijj;--Speaker 's decision-Judicial review-Scope and extent of-Challenge to Speaker's order---Ground of perversity-Test to determine perversity-What is-Delay in completion of defection proceedings-Effect of D House-Members-Disqualification on the ground of defection- Inapplicability in case of split-Claim of split by members-Necessary conditions to prove claim.

Defection-Speaker's order of disqualification of members-When set E aside by Supreme Court-Power of Court to remit back the matter for fresh decision-Power to substitute order of Speaker.

Members of the Uttar Pradesh Legislative Assembly (Disqualification on grounds of Defection) Rules, 1987 : Rules 3, 6 to IO.

F Defection Rules-Nature of-Non compliance with rules-Effect of- Rules ofprocedure-Whether on par with constitutional mandate incorporated in Tenth Schedule of the Constitution.

Words and Phrases : Expression-'Political Party'-Meaning of-In the context of Para 2(/)(b)-Tenth Schedule-Constitutwn of India.

G The Chief Minister ofUttar Pradesh moved a Motion of Confidence in the Legislative Assembly of the State ofU.P. The said Motion was put to vote on 21.10.1997. On 20.10.1997 the appellant, who is the Leader ofBahujan Samaj Party (BSP), issued a whip to all the Members of her party directing them to be present in the Session of U.P. Legislative Assembly on 21.10.1997 H and vote against the Motion of Confidence moved by the B.J.P. Government 204

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However, twelve MLAs from Bahujan Samaj Party, respondents herein, voted in favour of the Motion of Confidence. On 24.10.1997, the appellant filed a petition before the Speaker under Rule 7 of the Members of Uttar Pradesh Legislative Assembly (Disqualification on grounds of Defection) Rules, 1987 seeking a declaration that the respondents became disqualified under para 2(1)(b) of the Xth Schedule of the Constitution. In their written statement, respondents pleaded that a split took place between the Members ofB.S.P. and that they along with some other MLAs, the total of which reached 23 in number, have formed themselves into a new political party by name Janatantrik Bahujan Samaj party. On 5.12.1997 the appellant filed an application for amendment of the petition in which disqualification of respondents was sought under Para 2(1Xa) of the Xth Schedule. The respondents filed additional written statement to the amended petition. As the names of all the 23 MLAs who allegedly formed the split were not furnished, the Speaker directed the respondents to file a list ofsuch names by 29.1.1998. As they failed to give names on that day also, the Speaker gave another date as a last chance and posted it to 9.2.1998. But respondents failed to furnish the names of such MLAs even by that extended time, and instead again they pleaded for more time. On 25.2.1998 a list of26 MLAs was furnished to the Speaker claiming that they were the MLAs who formed a split group on 20.10.1997.

The Speaker pronounced his Judgment on 23.3.1998 dismissing the petitions for disqualification holding that (i) respondents are not liable to be disqualified under Paragraph 2(1Xb) of the Xth Schedule because the person who issued the direction on 20.10.1997 is not proved to be an authorised person; (ii) such direction was superseded by another oral direction which was subsequently issued and hence no disqualification would visit on the ground of non-compliance with the former direction; (iii) the whip issued on 20.10.1997 was ineffective since it was silent as to the consequences of its non-compliance; and (iv) the respondents were not liable to be disqualified under Paragraph 2(1Xa) of the Xth Schedule because they belong to a faction which came into being as sequel to a split which arose in the BSP on 21.10.1997 consisting of not less than I/3rd of the total members of the Legislature Party of the BSP. G In appeal to this Court it was contended on behalf of the appellant that (1) Order of the Speaker suffers from jurisdictional errors based on violation of the constitutional mandates non-compliance with Rules of natural justice and perversity; (2) The recognition of the split by the Speaker was unconstitutional because Rule 3 of the Disqualification Rules was not H

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A complied with by the respondents; (3) The context in Para 2(1)(b) r"quires to equate" Political Party" with "Legislature Party" even though the ddinition clause reads differently.

1. Recording of events which take place in the House, which means either House of Parliament or the Legislative Assembly or, as the case may by, either House of the Legislature of a State, because Clause (b) of Paragraph 3 provides that 'from the time of such split, such faction shall deemingly become the political party. The Speaker/Chairman in the nature of his role when informed of a split is administratively the time keeper and he has to be definite in respect of the time of such split. Or is there any scope for procrastination? He is the Tribunal undoubtedly for quasi-judicial purpose. (217-B-C]

2. In Kihoto Hollohan case*, the majority, has summed up the nature of the function exercised by the Speaker/Chairman under Paragraph 6(1) to be that of a Tribunal and the scope of judicial review under Articles 136,226 and 227 of the Constitution in respect of an order passed by the Speaker/ Chairman under Paragraph 6 to be confining to jurisdictional errors only viz. infirmities based on violation of constitutional mandate, malafides, non- E compliance with rules of natural justice and perversity. The question however as to whether a Member of the House has become subject to disqualification must arise for decision under Paragraph 6(1) of the Xth Schedule only on its being referred for decision of the Speaker/Chairman and not on his own, whose decision shall be final. The defence against disqualification incurred on ground of defection under Paragraph 2 is separately provided in Paragraph F 3 to say that such disqualification is not to apply to a case of split. Is not the cognition of the Speaker/Chairman of the occurrence of split not administrative in nature, unconnected with decision making on disqualification or is it an adjunct thereto? Kihoto Hollohan is silent on this aspect. If the act of cognising the time of such split is the administrative function of the G Speaker/Chairman, the scope of judicial review of the said administrative act would be qualitatively different than what it is when testing his quasi-judicial order as a Tribunal, Kihoto Hol/ohan apparently confines to decision making by the Speaker/ Chairman in Paragraph 6(1) on reference of the question of disqualification, inviting his decision and leaves his role under paragraph 3 untouched. These determinations of importance are necessary to be made H before the matter can be examined as to the perversity or otherwise of the

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Speaker's decision obligating him at a point of time to record categorically A when the split took place thereby pinning the time ofsuch split. Therefore, the matter be referred to the Constitution Bench for decision. (217-D-E-F-G-H; 218-A]

*Kihoto Hallahan v. Zachillhu and Ors., [1992] Supp. 2 SCC 651, referred to. B PER THOMAS, J. 1. The twelve respondents stand disqualified to be members of the U.P. Legislative Assembly under Paragraph 2(l)(a) of the Xth Schedule of the Constitution oflndia. (219-B]

2. Under para 3 of the Xth Schedule two conditions are sine qua non C for avoiding the disqualification when any member of the House voluntarily gives up membership of his original political party. First is that the member concerned should have made a claim that the split in the original political party has arisen resulting in the constitution of a group in its Legislative Party representing a faction thereof. Second is that such group should consist of not less than I/3rd of the members of such Legislature Party. D (220-F]

3. Before a claim is made by a member of the House under-Paragraph 3 of the Xth Schedule a split in the political party should have arisen. Such a split must have caused its reaction in the Legislature Party also by E formation of a group consisting of not less than one third of the members of that Legislature Party. Clause (b) of Paragraph 3 mandates that "for the purposes of this paragraph" such factions shall be deemed to be the original political party of the member concerned "from the time of such split." What -~ is the overt act through which formation of such a group can be perceived by the Speaker? It is in this context that Rule 3 of the Disqualification Rules F assumes relevance and importance. Unless the particulars required in the Rule are furnished how would the Speaker know, authoritatively, of the formation of such a group? Ordinarily such information must be furnished as early as possible. But there can be rare cases in which it may not be possible due to situational reasons to furnish the particulars soon after the G formation of such a group. But the 30 days time provided in the Rule is not to be understood as any indication to dispense with the promptitude in furnishing those particulars. The time of 30 days fixed in Rule 3 must be treated as the outer limit within which the Speaker should be informed of the particulars required. So the need for compliance with Rule 3 is not a bare formality. Insistence on compliance with the Rule is, therefore to enable H

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A the Speaker to decide whether the protection envisaged in the 3rd Paragraph can be afforded to the Members concerned. [224-G-H; 225-A-Cf

4. Speaker has to consider the repercussions of non-compliance of a particular rule in the Disqualification Rules to ascertain how far it has affected the credibility of the case of a claimant who seeks protection under B Paragraph 3 of the Xth Schedule. [225-D]

5. It cannot be said that rules of procedure are on par with constitutional mandate incorporated in the Xth Schedule of the Constitution. Nonetheless, the procedure prescribed in the Disqualification Rules are meant to be followed for the purpose for which they are made. It is by virtue of the authority conferred by the Xth Schedule that Disqualification Rules are formulated "for giving effect to the provisions of this Schedule." What would have happened ifthe Rules have not been formulated as enjoined by Paragraph 8 of the Xth Schedule? The provisions of Xth Schedule would remain ineffective. So the Rules cannot be read in isolation from the provisions of the Xth Schedule, instead they must be read as part of it. Of course, mere violation of a Rule is not enough to constitute violation of the provisions of the Xth Schedule. When a certain procedure is required by the Rules to be adopted for giving effect to the provisions of the Constitution, the non- adoption of the procedure cannot be side-lined altogether as a mere procedure and of no consequence. Compliance or non-compliance with Rules of procedure would very much help the authorities to decide whether there was violation of the constitutional provision envisaged in the Xth Schedule. [224-D-F)

Ravi S. Naik v. Union of India, [1994) Supp. 2 SCC 641, referred to.

6. Paragraph 6 of the Xth Schedule renders the decision of the Speaker F final. The Constitution Bench considered its validity in Kihoto Hallahan case*. In the majority judgment it was held that the finality clause in Paragraph 6 does not completely exclude the jurisdiction of the court under Articles 136,226 and 227 of the Constitution. However, the Bench held that the scrpe of judicial scrutiny is limited to ascertain whether the decision of the Speaker is vitiated by jurisdictional errors viz. "infirmities based on violation of constitutional mandate malajides, non-compliance with rules of natural justice and perversity." [222-A-B]

7. The speaker has accepted the plea of the respondents that there was a split as envisaged in paragraph 3 of the Xth Schedule. The said finding can be subjected to judicial scrutiny only in the limited sphere indicated in

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Kihoto Hollohan viz. whether "the infirmities are based on violation of constitutional mandate, malajides, non-compliance with the rules of natural justice and perversity." This is a case where appellant did not succeed in showing a case of ma/a jides or non-compliance with the rules of natural justice as for the conclusion arrived at by the Speaker. The main endeavour was to show that the finding of the Speaker is vitiated by perversity in the sense that the conclusion is so unreasonable that no tribunal would have arrived at it on the given facts. [225-E-F)

Kihoto Hollohan v. Zachillhu and Ors., [1992) Supp. 2 SCC 651, followed.

8. The suggestion that if the conclusion reached by the Speaker is a C possible conclusion it stands insulated from any outside interference including by judicial exercise may lead to the situation that, no matter, however illegal the order may be, it cannot be touched if its author is the Speaker. Such an immunity cannot be conceded to any constitutional functionary to be above law or to have unfettered jurisdiction to pass unreasonable orders with immunity. The test cannot be whether it is possible for the Speaker to record such a conclusion, because the very fact that the Speaker passed an order itself is the instance to show that it is possible. The test is whether the conclusion or,.t_he finding made by the Speaker is so unreasonable or so unconscionable that no tribunal could have arrived at it on the given materials. Parameters for scrutinising what is unreasonable are, of course, nebulous. What appears to be reasonable to one man may be unreasonable to another and vice versa. However, the test of perversity has now bogged down to this : No conclusion can be dubbed as perverse unless the unreasonable is of such a dimension that no authority vested with the jurisdiction would have come to such a conclusion. Even the oft quoted F "Wednesbury principle of reasonableness" has not changed the said approach. [225-H; 226-A-E)

Sitaram Sugar Company Ltd. v. Union of India, [1990) 3 SCC 223; Tata Cellular v. Union of India, [1994) 6 SCC 651; Union of India v. Ganayutham, [1997) 7 SCC 463 and Picture House v. Wednesbury G Corporation, (1947) 2 All England Report 680, referred to.

9. It is an undisputed fact that at no time the number of BSP MLAs who voted in favour of the motion had reached the number 23 (which is the minimum number necessary to constitute the required percentage for forming a split as envisaged under the 3rd paragraph of the Xth Schedule). The H

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A number of individual MLA who held out that they left BSP had never reached 23 either then or ever now. Thus when admittedly the number of BSP MLAs who supported the motion had never reached the figure 23 at any time, even subsequently and when respondents could never even mention the names of ... those 23 MLAs at any time in spite of the Speaker granting opportunities ' B to them for that purpose including the last opportunity it is a perverse conclusion overlooking the aforesaid formidable circumstances that 23 MLAs had split from the BSP on 21.10.1997. No authority vested with jurisdiction to decide the question should ever have reached such a conclusion on the facts and materials made available to him. [227-H; 228-A)

C 10. No opportunity whatsoever was given to the appellant to controvert the assertions made by respondents that there was a split as envisaged in the Third Paragraph of the Xth Schedule. The appellant had in fact strongly controverted the stand of the respondents regarding formation of a split. Thus the basis of Speaker's conclusion i.e. appellant has not denied the assertion of the respondents is non-existent. [228-C-D-F; 230-A) D

11. The finding of the Speaker that a split arose in the BSP on 21.10.1997 forming a group representing a faction consisting of not less than 1/3rd of the members of the Legislature Party of BSP is vitiated by perversity. The corollary of it is that t~e 12 respondents who have defected from the BSP on the said date cannot escape from the consequence provided in sub-clause (1) of Paragraph 2(1) of the Xth Schedule. In the light of this finding it is unnecessary to consider the question relating to sub-clause (b) of Para 2(1) of the Xth Schedule because such a venture would only be of academic utility now. [230-H; 231-A-B)

12. In cases where the authority vested with jurisdiction has to consider and reach a fresh decision it is necessary that after exercising judicial scrutiny the matter must go back to such authority or fresh decision. But in the present case the situation is different. A remit to the Speaker will not serve any additional purpose because there is nothing further for him to decide. As the respondents having given up their membership from the parent political party voluntarily have sought to insulate such severance with the cover provided in Paragraph 3 of the Xth Schedule the only issue to be decided is whether the respondents are entitled to such protection. When it has been found that the aforesaid protection is not available to them under law in substitution of the contra finding made by the Speaker its inevitable sequitur is that all the twelve respondents stand disqualified under Paragraph H 2(1)(a) of the Xth Schedule of the Constitution. The impugned order would stand thus altered. However, this decision is not intended to disturb the A . government of Sri Kalyan Singh in any manner so long as he commands majority in the Legislative Assembly. But that aspect cannot detract the Court from exercising power of judicial review of the impugned verdict. [231-F-H; 232-A; 232-EJ

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The Vice Chancellor, Utkal University v. S.K. Ghosh, [1954) SCR 883 B and Mansukh Lal Vithaldas Chauhan v. State a/Gujarat, (199717SCC622, referred to.

Re Amin, (1983) 2 All England Reports 864, referred to.

PER SRINIVASAN, J. 1. The findings arrived at by the Speaker are not vitiated by perversity. [266-F)

2. Para 3 of the Xth Schedule excludes the operation of para 2(l)(a) and (b) where a member of a House makes a claim that he and any other member of his legislature party constitute the group representing a faction which has arisen as a result of a split in his original political party and such group consists of not less than one third of the members of such legislature party. The following are the conditions for satisfying the requirements of the para : (246-E-F-GJ (i) A split in the original political party giving rise to a faction. (ii) The faction is represented by a group of MLAs in the House. E (iii) Such group consists not less than one third of the members of legislature party to which they belong.

3. For the purpose of para 3 all the three conditions must be fulfilled. It is not sufficient if more than I/3rd members of a legislature party form a separate group and give to itself a different name without there being a F split in the original political party. Thus the factum of split in the original party' and the number of members in the 'group' exceeding I/3rd of the members of the legislature party are the conditions to be proved. [246-G-H; 247-AJ G

4. Rule 3 provides for furnishing of information to the Speaker. Rule 6 provides for recording of such information in a register to be maintained by the Secretary. There is not even a provision for presumption as to the correctness of the entries in the register maintained under Rule 6. The entries would at best only show that such information was furnished by such and such member. The entries in the register cannot have any other effect H

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A whatever. Rule 10 enables the Speaker to issue from time to time such directions as he may consider necessary in regard to the detailed working of the rules. Rules 7, 8 and 9 set out the procedure for seeking disqualification of a member. In this case the petitions for disqualifications were filed even on 24.10.1997 long before the expiry of the period of 30 days specified in B Rule 3. The question of disqualification had to be decided in those petitions. The power to decide disputed disqualification under Para 6(1) of the Xth Schedule is 'pre-eminently of a judicial complexion'. The Speaker or the Chairman acting under Para 6(1) is a Tribunal. Can the entries in the register maintained under Rule 6 by the Secretary have the effect of establishing the two conditions required for para 3 of the Xth Schedule? It C can if at all be only a piece of evidence in support of the claim of one party. If as contended by the appellant's counsel, failure to comply with the rule will prevent the raising of plea of split. The compliance of the rule must have the effect of conclusively proving the conditions required for para 3. That will lead to an anomalous situation. When a disqualification proceedings is initiated D against the members who claim the benefit of para 3 they can defeat the proceeding by furnishing some information to the Speaker under Rule 3 and getting it recorded in the Register under Rule. Thus a matter which has to be decided judicially under para 6(1) of the Xth Schedule may get decided administratively by compliance of Rules 3 and 6. Undoubtedly such a status cannot be given to the rules which are only procedural.[247-8-C-D-E-F-G) · E

5. The appellant's argument that the expression 'political party' in para 2(1) (b) means 'political party in the House' in other words, the 'Legislature Party' runs counter to the definition contained in para l(c). The expression 'original political party' in relation to a member of a House, means the political party to which he belongs for the purposes of sub- F paragraph (1) of paragraph 2. The said expression is used in para 3 only. Para 2, does not at all use the expression 'original political party'. This expression in para 3 is equated to the expression 'political party' in para 2(1). The definition clause in para l(c) does not make any distinction between sub para (a) and sub para (b) of para 2. The term 'Legislature Party' having been defined in para l(b) could well have been used in para 2(1) (b) instead of the term 'political party' if the intention of the Parliament was to refer only to the Legislature Party. [240-E-F-G)

6. There is another feature in para 3(b) which negatives the appellant's argument. According to para 3(b), from the time of split in the original political party such as the one referred to in the first part of the para. The faction referred to therein shall be deemed to be the political party to which the concerned member belongs for the purposes of sub-para (1) of para 2 and to be his original political party for the purposes of paragraph 3. The entire sub-paragraph (1) of para 2 is referred to therein meaning thereby both clauses (a) and (b) of the sub-para (1) and no distinction is made between the two clauses. Hence for the purposes of clause (a) as well as clause (b) the faction referred to in the first part of para 3 shall be deemed to be the original 'political party, mentioned in para 3. Thus it is clear that 'political party' in clause (b) of sub-para (1) of para 2 is none other than 'original political party' mentioned in Para 3. [240-H; 241-A-B-C)

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7. The argument that the context in Para 2(1) (b) requires to equate C 'political party' with 'legislature party' even though the definition clause reads differently is not acceptable. [241-D)

8. There is no merit in the contention that the Legislature Party may have to take decisions on urgent matters in the House and as it represents the original political party in the House. Whatever direction is issued by the D Leader of such Legislature Party must be regarded as a direction issued by the political party. When the provision in the Constitution has taken care to make a distinction between the Legislature Party and the original political party and prescribe that the direction should be one issued by the political party or by any person or authority authorised in this behalf, there is no meaning in saying that whatever the Leader of the Legislature Party directs must be regarded as that of the original political party. [241-F-G)

9. If the direction referred to in para 2(1) (b) is to be restricted to the two kinds referred to in the said passage, there is no doubt that .'political party' in para (1) (b) refers only to the 'original political party' as it is only such party which could issue such directions. In such matters, the members of the House would certainly be given sufficient notice in advance and original political party would have sufficient time to take decisions and issue directions. [242-H; 243-A)

10. No distinction can be made between sub para (a) and sub para (b) of Para 2(1) viz a viz the meaning of the 'political party' and that it means only the original political party. [243-G)

D. Sripada Rao, "Anti-Defection Law-Split in Parties", "Journal of Parliamentary Information", (1999) 39 p. 104-105, referred to.

11. The power the judicial review viz a viz the order of the Speaker H

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A under Paragraph 6(1) of the Xth Schedule is confined to jurisdictional errors only based on violation of constitutional mandate, ma/a fides, non compliance of rules of natural justice and perversity. (237-E)

12. Merely because there is a delay in concluding the hearing, the order cannot be said to be perverse. The Speaker has framed the question properly as to whether a split as alleged by the respondents had taken place on 21.10.1997 and whether it was supported by acceptable evidence. This Court in exercise of its power of limited judicial review has only to see whether the findings arrived at by the Speaker are perverse. It cannot be accepted as a matter of law that delay in the completion of proceedings would by itself vitiate the order passed by him. But it is absolutely necessary for every Speaker to fix a time schedule in the relevant Rules for disposal of the proceedings for disqualification of MLAs or MPs. AH such proceedings shall be concluded and orders should be passed within a period of three weeks from the date on which the petitions are taken on file. (256-G-H; 257-A-B) D Kihoto Hollohan v. Zachillhu and Ors., [1992) Supp. 2 SCC 651; Associated Provincial Picture Houses Ltd. v. Wednesbury Corporation, (1947) Vol. 2 AH England Reports 680; Tata Cellular v. Union of India, (1994) 6 SCC 651 and Union of India and Anr. v. V.G. Ganayutham, (1997) 7 SCC 463, referred to. E Theatre de Luxe (Halifax) Ltd. v. Gledhill, 5(1915) 2 K.B. 49; CCSU v. Minister for Civil Service, (1984) 3 All E.R. 935 and Notitinghamshira Country Council v. Secretary of the Environment and Anr., appeal (1986) Vol. l All E.R. 199 and Re Amin, (1983) 2 AH E.R. 864, referred to.

F 13. The question before this Court is not whether in the facts and circumstances of ~he case there was a split as alleged by the respondents on 21.10.1997 but the question is whether the conclusion arrived at by the Speaker after taking note of all the aforesaid circumstances for and against the respondents is so unreasonable or absurd or perverse that he must have taken leave of his senses. (265-H; 266-A) G I 4. The Speaker has not left out any relevant material from consideration: nor has he referred to any irrelevant matter. In the facts and circumstances of this case it cannot be said that no reasonable or sensible person who had applied his mind to the question to be decided could have armed at the findings given by the Speaker. While dealing with the question H of perversity it should not be forgotten that there was no bias or malafide on the part of the Speaker. If the materials on record are considered on that basis it can at best be said that two conclusions were possible and the Speaker has chosen one of them. In the circumstances one cannot find any perversity in the findings rendered by the Speaker. [266-B-C)

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15. All circumstances referred to and relied on by the Speaker are quite relevant and germane for deciding the issue whether there was split on 21.10.1997 and whether the group led by Markandeya Chand had not less than l/3rd members of the BSP Legislature Party. Apart from this the Speaker has considered the various facts relied on by the appellant and discussed the same. All the circumstances relied on by the appellant have been referred to and discussed in detail by the Speaker in his order. If any of them had been ignored, it could be said that his order is vitiated. But that is not the case here. When there is no bias or mala fide, the acceptance of one party's statement on facts and rejection of the other cannot be canvassed before this Court. [261-C-D; H; 262-A)

16. It has been rightly held by the Speaker that there is no material whatever to hold that the direction issued on 20.10.1997 was issued by the BSP or that the appellant was authorised by the BSP to issue such a direction. [243-H; 244-A)

17. There is also no difficulty in accepting the finding of the Speaker that the direction dated 20.10.1997 was not in accordance with the law laid down by this Court in 'Hollohan '. Hence the Speaker has not violated para 2(1) (b) of the Xth Schedule. [244-B; E)

18. The Speaker has found on the basis of the records that the appellant instructed the members of the BSP to indulge in violence and disrupt the proceedings in the Assembly on 21.10.1997. It is also found that the allegations made by the respondents that the members of the BSP were kept under threat by the appellant and prevented from entering Lucknow. In view of such finding also which is supported by records, the discretionary jurisdiction under Article 136 of the Constitution should not be exercised in favour of the appellant. [268-B) G

19. There is no violation of principles of natural justice in the Speaker's taking on record the two affidavits filed by the respondents on 25.2.1999. The contention that the appellant had no opportunity to controvert the affKlavits filed before the Speaker on 25.2.1998, 4.3.1998 and 10.3.1998 cannot be accepted. Even if it is so there is no violation of principles of natural justice. It has not been proved by the appellant that there is a failure of substantial H

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A justice. In the absence of bias and malafides, the contention that the order of the Speaker is vitiated by violation of principles of natural justice has to fail. [255-E; 256-D; 253-B)

The Chairman Board of Mining Examination and Chief Inspector of Mines and Anr. v. Ramjee, (1977) 2 SCC 256, referred to. B

20. In view of the above position, it is not necessary to consider the question whether this Court should decide the entire matter here in the event of setting aside the order of the Speaker or remand the matter for fresh disposal by the Speaker in accordance with the judgment of this Court. However, for the sake of completion, it is necessary to express opinion on that question too. It is not the function of this Court to substitute itself in place of the Speaker and decide the questions which have arisen in the case. When the Xth Schedule has expressly constituted the Speaker or the Chairman as the case may be to decide the question of disqualification and .• attach finality thereto. It is not for this Court to consider the facts and decide the said question by substituting itself in the place of the Speaker. If the order of the Speaker is set aside on any of the grounds mentioned in 'Hollohan' case by exercising the power of limited judicial review, the consequential course to be adopted is to leave the matter to the Speaker to decide afresh in accordance with law. [266-G-H; 267-H; 268-A)

E Bengal Chemicals Pharmaceutical Works Ltd. Calcutta v. Their Workmen, [1959) Supp. 2 SCR 136; Hindustan Tin Works Pvt. Ltd. v. Employees of Hindustan Tin Works Pvt. Ltd., [1979) 1 SCR 563 and Vice Chancellor, Utkal University v. S.K. Ghosh, [1954) SCR 883, referred to.

CIVIL APPELLATE JURISDICTION : Civil Appeal No. 5057 of F 1998 etc.

From the Judgment and Order dated 23.3.98 of the Speaker Legislative Assembly, U.P.

Kapil Sibal, Dr. L.M. Singhvi, Ashok H. Desai, R.K. Jain, Rakesh Dwivedi, G M.R. Sharma, Ranjit Kumar, Ashok Nigam, Ms. Anu Mohla, Chander Bhushan, Rajesh Pathak, A. Kumar, Ajit Kumar Singh, Pallav Sisodia, Manoj Goel, Ms. Richa Goyal, Anurag Dubey, Ms. Rani Chhabra, S.N. Bhat, N.P.S. Panwar, Ajay K. Agarwal, Ms. Alka Agarwal, Ms. Anamica Agarwal, Manoj Goel, R.C. Verma, Chatanya Siddarth, Kamlendra Misra, K.N. Balgopal, Devendra Singh H Ms. Diva Singh, A.P. Mukunden and Y.P. Dhingra for the appearing parties.·

MAYAWAT!v. MARKANDEYACHAND [PUNCHHl,CJ.] 217

Judgment

The Judgments of the Court were delivered by : A PUNCHHI, CJ. I have bestowed great care in reading the two elaborate but sharply cleaving draft Judgments prepared by my learned brethren, K.T. Thomas, J. and M. Srinivasan, J. resting on the provisions contained in the Tenth Schedule of the Constitution. I need to emphasise at the outset, in the context above, the importance of recording of events which take place in the B House, which means either House of Parliament or the Legislative Assembly or, as the case may be, either House of the Legislature of State, because Clause (b) of Paragraph 3 provides that from the time of such split, such faction shall deemingly become the political party. The Speaker/Chairman in the nature of his role when informed of a spilt is administratively the time keeper and he has to be definite in respect of the time of such split. Or is there any scope for procrastination? He is the Tribunal undoubtedly for quasi- judicial purpose.

In Kihata Hallahan v. Zachillhu and Ors., [1992] Supp. 2 SCC 651, the majority, in Paragraph I 09, has summed up the nature of the function exercised by the Speaker/Chairman under Paragraph 6( I) to be that of a Tribunal and the scope of judicial review under Articles 136, 226 and 227 of the Constitution in respect of an order passed by the Speaker/Chairman under Paragraph 6 to be confining to jurisdictional errors only viz., infirmities based on violation of constitutional mandate, malajides, non-compliance with rules of natural justice and perversity. The question however as to whether a Member of the House has become subject to disqualification must arise for decision under Paragraph 6(1) of the Tenth Schedule 0nly on its being referred for decision of the Speaker/Chairman and not on his own, whose decision shall be final. The defence against disqualification incurred on ground of defection under Paragraph 2 is separately provided in Paragraph 3 to say that such disqualification is not to apply to a case of split. Is not the cognition of the Speaker/Chairman of the occurrence of split not administrative in nature, unconnected with decision making on disqualification or is it an adjunct thereto? Kihoto Hollohan is silent on this aspect. If the act of cognising the time of such split is the administrative function of the Speaker/Chairman, the scope of judicial review of the said administrative act would, to my mind, be qualitatively different than what it is when testing his quasi-judicial order as a Tribunal. Kihoto Hollohan, as is evident from Paragraph 111 of the report, apparently confines to decision making by the Speaker/Chairman in Paragraph 6( I) on reference of the question of disqualification, inviting his decision, and leaves his role under Paragraph 3 untouched. These determinations of H

p. 218

A importance, in my view, are necessary to be made before the matter can be examined as to the perversity or otherwise of the Speaker's decision, obligating " him at a point of time to record categorically when the split took place thereby pinning the time of such split. I opine therefore that the matter be referred to the Constitution Bench for decision.

B THOMAS, J. Leave granted.

Twelve MLAs of Bahujan Samaj Party ("BSP" for short) crossed floor of the House in the Legislative Assembly of the State of Uttar Pradesh (UP) and voted in favour of a motion of confidence moved by the Chief Minister of the State. Soon thereafter all those twelve MLAs were made Ministers in the State cabinet headed by Chief Minister Shri Kalyan Singh. Appellant (Ms. Mayawati) who is the leader of BSP Legislature Party complained that the twelve MLAs who defected (they are arrayed as respondents in this appeal) have incurred disqualification for membership of the Assembly. The Speaker of the Assembly, by the impugned order, exonerated the respondents from the tentacles of disqualification envisaged in the Xth Schedule to the Constitution of India. Hence this appeal by special leave.

There is no need to elaborate on the facts as they, by themselves, are compendious. Elections held to the Uttar Pradesh Vidhan Sabha (Legislative Assembly) in 1996 resulted in a hung Assembly as no political party secured absolute majority. However, appellant Ms'. Mayawati became Chief Minister of the State as her party consisting of 67 MLAs in the Assembly was supported by the MLAs belonging to Bhartiya Janata Party (BJP). But she demitted the office of Chief Minister on 29.9.1997 as per an understanding between the aforesaid two parties. On the next day Shri Kalyan Singh, leader of the BJP Legislature Party became Chief Minister on the assumption that BSP would support him. But contrary to the said assumption BSP withdrew support to Kalyan Singh Government on 17.10.1997. Kalyan Singh was thereupon directed by the Governor to prove that he enjoyed the support of majority MLAs in the Assembly. On 20.10.1997 the appellant Ms Mayawati issued a whip to all the MLAs of her party in the following terms. G "You are hereby informed that you should be present in the Session of the UP Legislative Assembly on 21.10.1997 from 11 A.M. till the end of the sitting and vote against the Motion of Confidence moved by the BJP Government".

H On 21.10.1997 twelve MLAs from BSP (respondents) voted in favour of

MAYAWAT!v. MARKANDEYACHAND[THOMAS,J.] 219 the motion of confidence moved by Shri Kalyan Singh. A violent pandemonium broke out inside the House in which a number of MLAs were assaulted by some other members and consequently no business could be transacted. On 24.10.1997 appellant filed a petition before the Speaker under Rule 7 of the Members of Uttar Pradesh Legislative Assembly (Disqualification on Grounds of Defection) Rules, 1987, which will hereinafter be referred to for convenience, as "Disqualification Rules", for a declaration that the twelve respondents became disqualified as per Paragraph 2( 1)(b) of the Xth Schedule of the Constitution. When respondents took up the plea that they, along with some more MLAs, the total of which reached 23 in number, have formed themselves into a new political party by name Janatantrik Bahujan Samaj Party (for short JTBSP). Appellant thereupon moved for amendment of the petition on 5.12.1997 C seeking incorporation of an additional ground for disqualification which is envisaged in Paragraph 2(l)(a) of the Xth Schedule. Additional written statement was filed by the respondents to the amended petition.

Footnotes

23 MLAs who allegedly formed the split have not been furnished, the Speaker directed the respondents to file a list of such names by 29.1.1998. As they failed to give names on that day also, the Speaker gave another date as a last chance and posted it to 9.2.1998. But respondents failed to furnish the names of such MLAs even by that extended time, and instead again they pleaded for more time. On 25.2.1998 a list of
26 MLAs was furnished to the Speaker c~aiming that they were the MLAs who formed a split on 21.10.1997.

The speaker passed the impugned order holding that ( 1) respondents are not liable to be disqualified under Paragraph 2(1 )(b) of the Xth Schedule on the syllogism that the person who issued the direction on 20-10-1997 is not proved to be an authorised person. (2) Such direction was superseded by another oral direction which was subsequently issued and hence no disqualification would visit on the ground of non-compliance with the former direction. (3) At any rate the whip issued on 20-10-1997 was ineffective since it was silent as to the consequences of its non-compliance. (4) Nor are the respondents liable to be disqualified under Paragraph 2(1)(a) of the Xth G Schedule because they belong to a faction which came into being as sequel to a split which arose in the BSP on 21-10-1997 consisting of not less than I/3rd of the total members of the Legislature Party of the BSP.

It would be advantageous to consider first whether the disqualification envisaged in sub-clause (a) of Paragraph 2(1) of the Xth Schedule should H

220 SUPREME COURT REPORTS [1998] SJJPP. 2 S.C.R.

A have visited the respondents because it is admitted by the respondents themselves that they ceased to be members ofBSP from 21-10-1997 as they had formed a new political party (JTBSP). Such severance from BSP is sought to be protected from disqualification by seeking shelter under the umbrella of Paragraph 3 of the Xth Schedule which is extracted below:

B "3. Disqualification on ground of defection not to apply in case of split. \\'here a member of a House makes a claim that he and any other members of his Legislature party constitute the group representing a faction which has arisen as a result of the ·,plit in his original political party and such group consists of not less than one-third of the members of such Legislature party:- c (a) he shall not be disqualified under sub-paragraph (I) of paragraph 2 on the ground- (i) that he has voluntarily given up his membership of his original political party; or (ii) that he has voted or abstained from voting in such House contrary to any direction issued by such party or by any person or authority authorised by it in that behalf D without obtaining the prior permission of such party, person or authority and such voting or abstention has not been condoned by such party, person or authority within fifteen days from the date of such voting or abstention; and

E (b) from the time of such split, such faction shall be deemed to be the political party to which he belongs for the purposes of sub-paragraph (I) of paragraph 2 and to be his original political party for the purposes of this paragraph".

Two conditions are sine qua non for avoiding the disqualification when p any member of the House voluntarily gives up membership of his original. political party. First is that the member concerned should have made a claim that the split in the original Political Party has arisen resulting in the constitution of a group in its Legislature Party representing a faction thereof. Second is that such group should consist of not less than I/3rd of the members of such Legislature Party. G In order to establish that the first condition has been fulfilled the first respondent (Shri Markandeya ·Chand) has made a statement in the House on 21-10-1997 that the split of BSP Legislature Party had arisen consisting of a group which represents a faction of not less than I/3rd of the members thereof. It appears that the Speaker has proceeded on the assumption that a H claim has been made as provided in the said Paragraph.

MAYAWAT!v. MARKANDEYACHAND[THOMAS,J.] 221

Regarding the second condition the Speaker held that "there was a split in the Bahujan Samaj Party on 21-10-1997 and a faction had arisen as a result of the split in the BSP and a group consisting of26 BSP MLAs was constituted on 21-10-97 itself representing the faction which did arise and that group is known as Janatantrik BSP".

According to the respondents, the aforesaid finding being a finding of fact is not amenable to challenge as it was rendered by the Speaker of the Assembly on whom alone the jurisdiction is conferred to determine such disputed fact.

The scope of judicial scrutiny on matters pertaining to the decision of C a Speaker passed under Paragraph 6 of the Xth Schedule has been elaborately considered by a Constitution Bench of this Court in Kihoto Hollohan v. Zachillhu and Ors., (1992) Supp. 2 SCC 651. One of the grounds urged before the Constitution Bench in support of the plea that Xth Schedule is liable to be struck down as violative of basic features of the Constitution was that: "the investiture of the determinative and adjudicative jurisdiction in the Speaker D would, by itself, vitiate the provision on the ground of reasonable likelihood of bias and lack of impartiality and, therefore, denies the imperative of an independent adjudicatory machinery. The Speaker is elected and holds office on the support of the majority party and is not required to resign his ·membership of the political party after his election to the office of the Speaker". E

Venkatachaliah, J (as the learned Chief Justice then was) has delved into the importance of the office of the Speaker and found that the Speaker holds a high, important and ceremonial office, he is the very embodiment of propriety and impartiality and he performs wide ranging functions including the performance of important functions of a judicial character, and observed thus: F

"It would, indeed, be unfair to the high tradi<ions of that great office to say that the investiture in it of this jurisdiction would be vitiated for violation of a basic feature of democracy. It is inappropriate to express distrust in the high office of the Speaker, merely because some of the Speakers G are alleged, or even found, to have discharged their functions not in keeping with the great traditions of that high office. The robes of the Speaker do change and elevate the man inside." (Para 118)

Accordingly, the contention that vesting of adjudicatory functions in the Speaker would vit'ate the provision on the ground of likelihood of political H

222 SUPREME COURT REPORTS [1998] SUPP. 2 S.C.R.

A bias was rejected.

Paragraph 6 of the Xth Schedule renders the decision of the Speaker final. The Constitution Bench considered its validity in Kihoto HoJlohan (supra). In the majority judgment it was held that the finality clause in Paragraph 6 does not completely exclude the jurisdiction of the court under B Articles 136, 226 and 227 of the Constitution. Ultimately the Constitution Bench upheld the validity of the Xth Schedule subject to the aforesaid rider. However, the Bench further held that the scope of judicial scrutiny is limited to ascertain whether the decision of the Speaker is vitiated by jurisdictional errors viz. "infirmities based on violation of constitutional mandate, ma/a C fides, non-compliance with rules of natural justice and perversity."

Shri Kapil Sibal, learned senior counsel who argued for the appeJlant focussed on the contention that the decision of the Speaker that on 21.10.1997 a split has arisen in the BSP comprising of more than 23 MLAs is vitiated by perversity. Of course learned counsel also contended that there was violation D of constitutional mandate, and non-compliance with rules of natural justice. But ultimately the stress of the attack was confined to the ground of perversity. · According to the counsel no authority conferred with the jurisdiction would have come to such a conclusion on the facts of this case. In the above context it was submitted by the counsel that a split can be recognized by a E Speaker only if it is foJlowed up by the steps prescribed in Rule 3 of the Disqualification Rules, as per which the Leader of the split faction should have furnished to the Speaker, within thirty days from the date of its formation of the faction, the foJlowing particulars: (a) a statement in writing in Form-I containing the names of the members and other particulars of the faction; (b) names and designations of such member of the faction who has been chosen F its leader; (c) the names and designations of such members who have been authorised for the purposes of the Rules 'to correspond with the Speaker; (d) a copy of the Constitution and Rules of the new legislature party and of the political party to which its members are affiliated.

G "Legislature Party" is defined in Paragraph I(b) of the Xth Schedule. It includes the group consisting of all members of the House for the time being, belonging to that political party, formed in accordance with Paragraph 3. The definition applies, inter alia, to the faction formed as envisaged in Paragraph

3. Hence the faction consisting of not less than I/3rd members of the parent legislature party which was constituted as a sequel to the split arisen therefrom is also deemed to be a legislature party. The leader of such newly formed

MAYAWAT!v. MARK.ANDEYACHAND [THOMAS,J.) 223 legislature party is also obliged to comply with the requirements contained in Rule 3 of the Disqualification Rules.

"" According to the learned senior counsel, non-compliance with the Rules would lead to the inevitable consequence that respondents cannot be heard to contend that there was a split in BSP as envisaged in Paragraph 3 of Xth Schedule. B Dr. L.M. Singhvi, learned senior counsel who argued for some of the respondents contended that non-compliance with the Rules would not by itself establish that the split pleaded by the respondents did not take place. According to the learned counsel, Rules are only procedural and they cannot get the status of constitutional provisions and cannot be equated therewith. He relied on the observations of a two Judge Bench of this Court in Ravi S Naik v Union of India, [ 1994] Suppl. 2 SCC 641 that Disqualification Rules are procedural in nature and any violation of the same would only amount to an irregularity in procedure which is immune from judicial scrutiny. Shri Ashok Desai and Shri RK Jain, the other two learned senior counsel who also argued for some of the remaining respondents supported the aforesaid contention. As against the plea made by Shri Kapil Sibal that the observation in Ravi S. Naik needed re-consideration all the other senior counsel pointed that the two learned Judges in Ravi S. Naik have only adopted the reasoning of the Constitution Bench in Kihoto Hollohan on that aspect and hence it is not liable to be disturbed.

Learned Judges who decided Ravi S.Naik were considering the contention that petitions filed before the Speaker did not fulfil the requirements of Rule 6(5)(a)(b) and (6) of the Disqualification Rules inasmuch as those petitions were bereft of facts on which petitioner therein was relying and also for not appending copies of the documents and evidence in those petitions. It was hence contended before the Bench that such petitions were liable to be dismissed on that count alone. Learned Judges, while dealing with the above contention have observed thus:

"The Disqualification Rules have been framed to regulate the procedure that is to be followed by the Speaker for exercising the power conferred on him under sub-paragraph ( 1) of paragraph 6 of the Xth Schedule to the Constitution. The Disqualification Rules are, therefore, procedural in nature and any violation of the same would amount to an irregularity in procedure which is immune from judicial scrutiny in view of sub- paragraph (2) of paragraph 6 as construed by this Court in Kihoto H

224 SUPREME COURT REPORTS [1998] SUPP. 2 S.C.R.

A Hollohan case."

In Kihoto Hallahan the Constitution Bench, while dealing with the deeming provision contained in Para 6(2) of the Xth Schedule, made the observation that the immunity adumbrated therein is only for the irregularities of the procedures. In this context it is worthwhile to refer to the next B observations made by the Bench in the succeeding portion in Kihata Hallahan:

"The very deeming provision implies that the proceedings of disqualification are, in fact, not before the house; but only before the Speaker as a specially designated authority. The decision under Paragraph 6(1) is not the decision of the House, nor is it subject to c the approval by the House. The decision operates independently of the House. A deeming provision cannot by its creation transcend its own power. There is, therefore, no immunity under Articles 122 and 212 from judicial scrutiny of the decision of the Speaker or Chairman exercising power under Paragraph 6(1) of the Tenth Schedule." D We will not say that rules of procedure are on par with the constitutional mandate incorporated in the Xth Schedule of the Constitution. Nonetheless, the procedure prescribed in the Disqualification Rules are meant to be followed for the purpose for which they are made. It is by virtue of the authority conferred by the Xth Schedule that Disqualification Rules are formulated "for E giving effect to the provisions of this Schedule." What would have happened if the Rules have not been formulated as enjoined by Paragraph 8 of the Xth Schedule? The provisions of the Xth Schedule would remain ineffective. So the Rules cannot be read in isolation from the provisions of the Xth Schedule, in stead they must be read as part of it. Of course, mere violation of a Rule is not enough to constitute violation of the provisions of the Xth Schedule. F When a certain procedure is required by the Rules to be adopted for giving effect to the provisions of the Constitution, the non-adopted of the procedure cannot be side-lined altogether as a mere procedure and of no consequence. Compliance or non-compliance with the Rules of procedure would very much help the authorities to decide whether there was violation of the constitutional G provision envisaged in the Xth Schedule.

Before a claim is made by a member of the House under Paragraph 3 of the Xth Schedule a split in the political party should have arisen. Such a split must have caused its reaction in the Legislature Party also by formation of a group consisting of not less than one third of the members of that H Legislature party. We have to bear in mind that clause (b) of Paragraph 3

MAYAWATlv. MARKANDEYACHAND[THOMAS,J.) 225 · mandates that "for the purposes of this paragraph" such factions shall be deemed to be the original political party of the member concerned "from the time of such split." What is the overt act through which formation of such a group can be perceived by the Speaker? It is in this context that Rule 3 of the Disqualification Rules assumes relevance and importance. Unless the particulars required in the Rule are furnished how would the Speaker know, authoritatively, of the formation of such a group? Ordinarily such information must be furnished as early as possible. But there can be rare cases in which it may not be possible, due to situational reasons, to furnish the particulars soon after the formation of such a group. But the 30 days time provided in the Rule is not to be understood as any :ndication to dispense with the promptitude in furnishing those particulars. The time 30 days fixed in Rule 3 C must be treated as the outer limit within which the Speaker should be informed of the particulars required. So the need for compliance with Rule 3 is not a bare formality. Insistence on compliance with the Rule is, therefore, to enable the Speaker to decide whether the protection envisaged in the'3rd Paragraph can be afforded to the members concerned. D We are of the opinion that a Speaker has to consider the repercussions of non-compliance of a particular rule in the Disqualification Rules to ascertain how far it has affected the credibility of the case of a claimant who seeks protection under Paragraph 3 of the Xth Schedule.

The Speaker has accepted the plea of the respondents that there was E a split as envisaged in Paragraph 3 of the Xth Schedule. The said finding can be subjected to judicial scrutiny only in the limited sphere indicated in Kihoto Hollohan (supra) viz. whether "the infirmities are based on violation of constitutional mandate, ma/a jides, non-compliance with the rules of natural justice and perversity." This is a case where appellant did not succeed in F showing a case of ma/a fides or non-compliance with the rules of natural justice as for the conclusion arrived at by the Speaker. As pointed out earlier the main endeavour of the learned counsel was to show that the finding of the Speaker is vitiated by perversity in the sense that the conclusion is so unreasonable that no tribunal would have arrived at it on the given facts. G It is suggested on behalf of the respondents that if the conclusion of the Speaker is based on some materials, it is immune from judicial interference because of two broad restrictions. First is the extremely limited scope of judicial scrutiny which is permitted by law as indicated by the Constitution Bench in Kihoto Hollohan. Second is the positional height of the Speaker as a constitutional functionary upon whom the jurisdiction is conferred to H

226 SUPREME COURT REPORTS (1998) SUPP. 2 S.C.R.

• A determine the disputes under the Xth Schedule. Shri Ashok Desai, learned senior counsel contended for the extreme position that if the conclusion reached by the said functionary is a possible conclusion it stands insulated from any outside interference including by judicial exercise.

The said extreme proposition may lead to the situation that, no matter, B however illegal the order may be, it cannot be touched if its author is the Speaker. I am unable to concede such an immunity to any constitutional functionary to be above law or to have unfettered jurisdiction to pass unreasonable orders with immunity. The test cannot be whether it is possible for the Speaker to record such a conclusion, because the very fact that the C Speaker passed an order itself is the instance to show that it is possible. The test is whether the conclusion or the finding made by the Speaker is so unreasonable or so unconscionable that no tribunal should have arrived at it on the given materials.

Parameters for scrutinising what is unreasonable are, of course, nebulous. D What appears to be reasonable to one man may be unreasonable to another and vice versa. It was perhaps that approach which made Lord Hailsham to make his quaint comment that two reasonable persons can reach diametrically opposite conclusion on the same set of facts without either of them forfeiting the credential to be reasonable. However, the test of perversity has now bogged down to this: No conclusion can be dubbed as perverse unless the E unreasonableness is of such a dimension that no authority vested with the jurisdiction would have come to such a conclusion. Even the oft quoted "Wednesbury principle of reasonableness" as propounded by Lord Greene MR Picture House v. Wednesbury Corporation, (1947) 2 All England Report 680 has not changed the said approach. F Shri Ashok Desai, learned senior counsel made an endeavour to show that the aforesaid principle is a check on the courts from perceiving a decision reached by an authority (vested with power to decide) as unreasonable. Learned Master of Rolls (Lord Greene) has observed thus:

"In the present case we have heard a great deal about the meaning of the word "unreasonable." It is true the discretion must be exercised reasonably. What does that mean? Lawyers familiar with the phraseology commonly used in relation to the exercise of statutory discretion often use the word "unreasonable" in a rather comprehensive sense. It is frequently used as a general description of the things that must not be done ........ Similarly, you may have something so absurd

MAYAWATI v. MARKANDEYACHAND [THOMAS,].] 227

that no sensible person could ever dream that it lay within the powers of authority ............ Theoretically it is true to say - and in practice it may operate in some cases - that, if a decision on a competent matter is so unreasonable that no reasonable authority could ever have come to it, then the courts can interfere. That, I think, is right."

Footnotes

3 SCC 223; Tata Cellular v. Union of India, [1994]
6 SCC 651; Union of India v. Ganayutham, [1997]
7 SCC 463.

The Speaker has, in the impugned order, adverted to the following facts c to support his conclusion:

Footnotes

23 MLAs who formed such a faction inspite of opportunities granted including the last opportunity on 9/2/1998, they disclosed the names of
26 MLAs of the BSP who formed the split, in the affidavit filed on 25-2-1998.

(5) The facts stated in the said affidavits have not been controverted G "despite opportunity having been given."

In substance the crucial circumstance which persuaded the Speaker to rely on the ipse dixit in the affidavit filed by Markandeya Chand and Vansh Narain Patel on 25-2-1998 is that appellant has not controverted it. H

228 SUPREME COURT REPORTS (1998] SUPP. 2 S.C.R.

A It must be remembered that it is an undisputed fact that at no time the number ofBSP MLAs who voted for Kalyan Singh's Government had reached·· the number 23 (which is the minimum number necessary to constitute the required percentage for forming a split as envisaged under the 3rd Paragraph of the Xth Schedule). It must further be remembered that the number of B individual MLAs who held out that they left BSP had never reached 23 either then or even now. (Of course appellant had admitted that in addition to 12 respondents, who had defected on 21-10-1997, some more MLAs subsequently crossed the floor and their number was only 5 and thus the total number of defectors reached 17).

C If what the Speaker has pointed out is correct (that the assertion contained in the affidavit filed by R-1 and R-6 on 25-2-1998 have not been controverted despite granting opportunity to do so) it is not proper to question the conclusion arrived at by the Speaker that there was a split as envisaged in the Third Paragraph of the Xth Schedule. If that is the position, this Court will not probe into all other criticisms made against the order passed by the Speaker. But a scrutiny of the materials first shows that as a matter of fact no opportunity whatsoever was given to the appellant to controvert the assertions made in the affidavit of25-2-1998. The observation of the Speaker to tlie contrary is without any foundation. The proceedings minuted by the Speaker himself on 25-2-1998 at 6.00 P.M. contained the following entries after referring to the two affidavits being filed by· Shri Narendra Singh and Markandeya Chand:

"The same was objected to by Shri Umesh Chand learned counsel for the petitioner on the ground that those affidavits have been filed after 9-2-1998 which was the last date to produce evidence. Whether the p above affidavits should be taken on record or not, or whether they should be read in evidence or not, will be considered presently during argument."

The second glaring feature which has winched to the fore during judicial scrutiny is that the appellant had in fact strongly controverted the stand of G the respondents regarding formation of a split. On the same day when 6th respondent filed the affidavit (i.e. 25.2.1998) specifying the names of 26 MLAs, the appellant had, on her own initiative, filed a petition at 7.40 P.M. pointedly repudiating the above claim of the respondents. The relevant passage from the said petition is extracted below:

H "Today at about 4 P.M. I have been informed that Shri Narendra Singh

MAY AWATI v. MARKANDEY A CHAND [THOMAS, J.] 229

submitted an additional list of 9 MLAs in addition to the above A referred (2+5=7) MLAs before you, claiming that they were also with him and that they have not returned to the BSP.... I submit that the above referred claims of Shri Narendra Singh are totally false and baseless excepting the above referred 12 MLAs. Other MLAs belong to the BSP and they are continuing in the BSP." B Appellant had produced affidavits of 9 MLAs along with the said petition. All such affidavits contained averments forcefully repudiating the claim of the first respondent that on 21-10-1997 he got the support of 23 MLAs of BSP. All those affidavits are identically worded and hence the following passage from one alone need be extracted below: c "That the deponent was present in the session of U .P. Legislative Assembly held on 21.10.1997 under the Leadership of Ms. Mayawati and he had to leave the House because of chaos/disorder in the House along with his Leader, otherwise he would have cast his vote against the Trust Motion moved by Sri Kalyan Singh Ministry in accordance with the whip dated 20.10.1997 issued by the leader of said Legislative party.

That the deponent has been a member of Bahujan Samaj Party U.P. and its Legislature Party and continues to be so even today.

That the deponent has been continuously opposing the statement given by Sri Markandey Chand on 21.10.1997 on the floor of the House and the statement of said Sri Markandey Chand in the House that he enjoys the support of 23 Members of Bahujan Samaj Party in the U.P. Legislature is wholly incorrect."

Now the contention is that the said affidavits were procured in November F 1997 and hence they cannot be answers to the affidavits of the I st respondent dated 25.2.1998. Explanation of the appellant for that is very important. According to the learned counsel for the appellant, she has been collecting affidavits of all the MLAs who loyally remained in the party since 1st respondent made a claim on 21.10.1997 that 23 MLAs have gone out of her party. She G could get affidavits only one by one from all those MLAs who remained in the party so that she could show them whenever the need arose. Where was the opportunity for the appellant to produce the affidavits of 9 MLAs until 25.2.1998 when for the first time !st respondent !Jroclaimed the names of26 MLAs who have defected on 21.10.1997? But when we perceived the promptitude with which appellant controverted it and supported her statement H

230 SUPREME COURT REPORTS [1998] SUPP. 2 S.C.R.

A with the affidavits of all the 9 MLAs, we feel that it is very unfortunate that she is accused of the charge that she has not controverted the affidavits filed by the respondents on 25.2.1998.

Thus the basis of Speaker's conclusion i.e. appellant has not denied the assertion of the respondents made in the affidavit dated 25.2.1998, is non- B existent. If so, the Speaker must necessarily have other materials to decide that the number of deserters reached the crucial limit of 23. Even on the day when 1st respondent announced in the Assembly (21.10.1997) that 23 BSP MLAs under his leadership have separated from the parent party and decided to support Kalyan Singh's Government, the fact remained that only 12 MLAs C (who are the respondents) voted in favour of the Government. The other MLAs who are alleged to have joined the faction repudiated the allegation in unmistakable terms. Thus, when admittedly the number ofBSP MLAs who supported Kalyan Singh 's Government had never reached the figure 23 at any time, even subsequently, and when respondents could never even mention the names of those 23 MLAs at any time in spite of the Speaker granting opportunities to them for that purpose, including the last opportunity on 9.2.1998, it is a perverse conclusion, overlooking the aforesaid formidable circumstances that 23 MLAs had split from the BSP on 21.10.1997. We have absolutely no doubt that no authority vested with jurisdiction to decide the question should ever have reached such a conclusion on the facts and materials made available to him.

The danger involved in upholding such a conclusion of the Speaker merely relying on the ipse dixit of the defectors can be illustrated thus: From one Legislature Party (having a strength of say one hundred members) two MLAs, A and B, defected and when they were confronted with the consequence of disqualification, they sought protection under the Third Paragraph of Xth Schedule by saying that along with them 31 more MLAs of their party have also gone out of the Party and and mentioned their names also. But all those 31 MLAs repudiated the allegations. In such a case the Speaker holds that the two defectors have the protection of the 3rd Paragraph for the simple reason that the Speaker chose to believe their ipse G dixit. Such a syllogism, if adopted, would be preposterous and revolting to judicial conscience from any standard of reasonableness and would toll the death knell of the Constitutional philosophy enshrined in the Xth Schedule. The finding in the impugned order is not materially different from the afore- cited illustration.

H l, therefore, unhesitatingly hold that the finding of the Speaker that a

MAY A WATI v. MARKANDEY A CHAND [THOMAS, J.] 231

split arose in the BSP on 21.10.1997 forming a group representing a faction consisting of not less than I/3rd of the members of the Legislature party of BSP is vitiated by perversity. The corollary of it is that the 12 respondents who have defected from the BSP on the said date cannot escape from the consequence provided in sub-clause (a) paragraph 2(1) of the Xth Schedule.

In the light of our above finding, it is unnecessary to consider the next question relating to sub-clause (b) of Paragraph 2(1) of the Xth schedule because such a venture would only be of academic utility now.

Learned senior counsel for the respondents made an alternative contention that in the event this court holds that the finding of the Speaker C is perverse, the next course to be adopted is to remit the matter to the Speaker for his final decision. Learned counsel cited some decisions of this Court which held the proposition that it is not the function of courts of law to substitute their wisdom and decision for that of the authority to whose judgment the matter in question is entrusted by law. The Vice Chancellor, Utkal University v. S.K. Ghosh, [1954] SCR 883 and Mansukh Lal Vitha/ das D Chauhan v. State of Gujarat, [1997] 7 SCC 622.

Learned counsel then invited our attention to the following passage from Fraser's speech in Re Amin {1983 (2) All England Reports 864}.

"Judicial review is entirely different from an ordinary appeal. It is made E effective by the court quashing the administrative decision without substituting its own decision, and is to be contrasted with an appeal where the appellate tribunal substitutes its own decision on the merits for that of the administrative officer."

The above passage has been quoted with approval by a three Judge F Bench of this Court in Tata Cellular v. Union of India, [1994] 6 SCC 651.

In cases where the authority vested with jurisdiction has to consider and reach a fresh decision, it is necessary that after exercising judicial scrutiny the matter must go back to such authority for fresh decision. But in the G present case the situation is different. A remit to the Speaker will not serve any additional purpose because there is nothing further for him to decide. As the respondents, having given up their membership from the parent political · party voluntarily, have sought to insulate such severance with the cover provided in Paragraph 3 of the Xth Schedule, the only issue to be decided is whether the respondents are entitled to such protection. When this Court H

232 SUPREME COURT REPORTS [1998] SUPP. 2 S.C.R.

A found that the aforesaid protection is not available to them under law in substitution of the contra finding made by the Speaker, its inevitable sequetor is that all the twelve respondents stand disqualified under Paragraph 2(1 )(a) L of the Xth Schedule of the Constitution. The impugned order would stand thus altered.

B 1 may point out, in this context, that the action of the Speaker, in allowing the 12 respondents to register their votes in a "composite poll" held by the Speaker on 26.2.1998 (as between Sri Kalyan Singh and Sri Jagdambika Pal - a rival claimant to the post of Chief Ministership) without deciding the complaint made by the appellant seeking their disqualification from the membership of the House, was criticised before this Court in Special Leave Petition (Civil) No. 4495 of 1998. This Court then noted in the Order dated 27.2.1998 that out of 225 MLAs who voted in favour of Sri Kalyan Singh as against 196 MLAs (who supported Sri Jagdambika Pal) the votes of 12 respondents were also counted. However, the Court did not in that case pursue the said criticism made against the Speaker mainly for the following reasoning:

"Even when those 12 members are taken to have voted in favour of Sri Kalyan Singh, their votes when substracted from those polled, still leaves him to be the one having majority in the House. Correspondingly, those 12 votes do not go to Sri Jagdambika Pal who would still be in minority."

Presumably on the above premise, it was submitted before us that disqualification of 12 respondents would not affect the government of Sri Kalyan Singh which even otherwise commands a majority in the House. We make it clear that our decision, on the present issue, is not intended to disturb the government of Sri Kalyan Singh in any manner so long as he commands majority in the Legislative Assembly. But that aspect cannot detract us from exercising power of judicial review of the impugned verdict.

In the result this appeal is allowed by declaring that the twelve respondents stand disqualified to be members of the U.P. Legislative Assembly G under Paragraph 2(\)(a) of the Xth Schedule of the Constitution of India.

SRINIVASAN, J. Leave granted.

I have had the advantage of perusing the draft judgment prepared by learm:d brother Thomas, J. I am unable to agree with the same. My judgment H in this case is as follows:

MAYAWAT!v. MARKANDEYACHAND[SRINIVASAN,J.] 233 A. PRELUDE A I.Though the Anti-defection law contained in Articles 101,102, 190 and 191 and the 10th Schedule of the Constitution was born after a very long period of gestation (from 1967 to 1985), it has not had the desired effect. The need for scrapping it and ushering in a new law has been realized. It is hoped that before a new law is enacted regard will be had to the following passage in Chawla's Election Law and Practice (6th Edn.) p.1589:

"Looked at from a more fundamental angle, inasmuch as the point of reference for every case of defection is a political party, no refonns in the Anti Defection Law would be meaningful without a deep analysis of the conception, structure, functioning and role perception of political parties in our polity.

Parties as they exist and operate today hardly deserve any protection against defection by their members. If parties are not based on any principles, ideologies or programmes and if they are not democratically run, there can be no question of any principles being involved in either defecting or staying with a party.

22. The events in the Legislative Assembly of the State of Uttar Pradesh after the general elections in 1996 justify the above view. While expressing my concurrence with the above view, I wish to point out with great dismay that those days of statesmen who rendered selfless service to the country are gone and alas! these are days of politicians who want the country to serve them. But the issues in this case have to be resolved by constitutional measurement, free of any predilection.

B. CHRONOLOGY. F

33. In the general elections to the U.P. Legislative Assembly which took place in 1996 no political party obtained absolute majority. There was an agreement between the Bhartiya Janata Party ('BJP' for short) and the Bahujan Samaj Party ("BSP' for short) to support each other for running the Government. The BSP had 67 MLAs who were elected on its election symbol. G The BSP had 175 members in its fold. Pursuant to the agreement the appellant belonging to BSP became the Chief Minister of the State on 21.3.97. On 21.9.97, Kalyan Singh belonging to the BJP became the Chief Minister. On

19. I 0.97 the appellant announced withdrawal of participation and support of BSP to the coalition government. All the BSP Ministers resigned from the Government. Immediately the Governor of the State convened a special Session H

234 SUPREME COURT REPORTS [1998] SUPP. 2 S.C.R.

A of Assembly at 11.00 A.M. on 21.10.97 and told Kalyan Singh to prove his majority on the Floor of the House. On 20.10.97 the appellant issued a whip directing all BSP MLAs to remain present in the House throughout the proceedings on the next day and vote against the Motion of Confidence to be moved by the Chief Minister.

44. On 21.10.97 there was pandemonium and violence in the Assembly and several MLAs went out of the House. In the proceedings which followed, 222 Members of the Assembly voted in favour of the Government. There was no vote opposing the Motion.

55. In the speeches which followed, Mr. Sardar Singh congratulated the C speaker for being able to preside over tile Assembly without getting hurt. He narrated as to how instructions were given by the appellant to the members of BSP to indulge in violence and cause confusion including causing hurt to the Speaker. Markandeya Chand another member told the Speaker that along with him 23 others had quit the BSP and supported the Government. D Respondents I to 12 had voted in support of the Motion.

66. On 24.10.97, 13 petitions were filed by the appellant seeking disqualification of respondents I to 12 as well as one Hari Krishan on the ground of violation of whip issued by her on 20.10.97. The petitions invoked only clause 2(1)(b) of the Tenth Schedule to the Constitution. On 27.10.97 respondents I to 12 became Ministers and joined the Cabinet. On 11.11.97 E another set of 13 petitions similar to those filed by the appellant were filed by one Mr. R.K. Chowdhary claiming the same relief on the same ground. After removal of defects by amendments, the petitions were taken on file and notice was ordered. In these proceedings we are not concerned with the petition against Hari Krishan which was later dismissed as withdrawn. On F 25.11.97 respondents 1 to 12 filed written statement in which it was inter alia pleaded that a split took place between the Members of the BSP on 21.10.97 and more than I/3rd Legislators of the BSP got separated. It was averred that the appellant had instructed the members of her Legislature Party to disturb the proceedings of the Assembly and cause hurt to the Speaker. On the very next day i.e. 26.11.97 the appellant filed a replication statement in answer to the written statement of the respondents. There was no denial whatever of the split referred to in the written statement. The only plea in that replication pertained to the whip issued on 20.10.97 and the non-withdrawal of the same by the appellant on 21.10.97.

77. On 5.12.97 the appellant filed an application for amendment of the petition in which disqualification of the respondents was sought under clause

MAYA WAT! v. MARKANDEYACHAND[SRINIVASAN,J.) 235 2(l)(a) of the Tenth Schedule. The relevant part of the pleading was as follows:

"That it is clear from the perusal of the reply of the respondent filed on this petition on· 25.11.97 that the respondent has voluntarily given up the membership of Bahujan Samaj Vidhan Dal. That the respondent had contested and won the elections of Vidhan Sabha on the ticket of BSP and in this manner he is disqualified from the membership of the Vidhan Sabha.

There was also a denial of the correctness of the Statement made by Markandeya Chand on the Floor of the Assembly on 21.10.97 that 23 Legislators of BSP were supporting him. c

88. Inspite of opposition by the respondents the amendment was allowed by the Speaker. That order was challenged by the respondents in W.P. No. 348of1998 on the file of the High Court of Allahabad, Lucknow Bench. That writ petition is said to be pending after notice. Thereafter an additional written D statement was filed by Vansh Narain Singh on 2.2.1998. These was a narration of the split in BSP and formation of new group named as Jantantrik BSP (' JBSP' for short). The reasons for such a split were set out in detail. It was further stated that the members of JBSP were not less than I/3rd of the total number of BSP MLAs. It was also averred that the appellant and a few other members of the BSP started terrorising and threatening the members of the E JBSP with attack on their lives and also prevented their coming to and going from Lucknow. There was also an allegation that signatures of some of those persons who had become members of JBSP were taken on blank papers by coercion. The appellant did not file any reply statement.

99. On 24.2.98 the hearing of the matter started. It continued on 25.2.98. F During the course of the hearing respondents 1 to 12 filed two affidavits containing a list of 26 names who formed part of the group on 21.10.97. An explanation was given in the affidavits as to why there was delay in furnishing the names of those MLAs. Some of the members mentioned in the list were present before the Speaker along with the respondents. The appellant filed G nine affidavits on the same day around 7.40 P.M. The hearing concluded on 25.2.98 and orders were reserved.

1010. Thereafter on 4.3.98 and 10.3.98 the respondents filed another set of affidavits repeating almost the case already put forward. On 16.3.98 R.K. Chaudhary applied for certified copies of those affidavits. When the said H

236 SUPREME COURT REPORTS [1998] SUPP. 2 S.C.R.

A certified copies were furnished he was infonned that if he had any submissions to be made in regard to those affidavits he could present the same on 19.3.98 at 1.00 P.M. No further affidavits were filed by the appellant or R K Chaudhary. The speaker pronounced the judgment on 23.3.98 dismissing the petitions for disqualification. He recognized 19 MLAs as fonning a separate political party by the name JBSP.

1111. It is that judgment of the Speaker which is challenged in this appeal. Originally S.L.P. was filed against r~spondents I to 12 only. When the matter came before Court on 10.8.98, on the request of the appellant's counsel the Speaker was added as a party (13th respondent) and the matter was adjourned to 25.8.98. On the latter date the following order was passed:

"Mr. Sibal, learned senior counsel for the petitioner states that the Speaker was got impleaded as a party because of the first respondent having raised an objection in his counter that the Speaker should have been made a party. Mr. Sibal further states that the Speaker, D otherwise, is a profonna party and he need not file a counter."

The matter was directed to be listed for final disposal on 8.9.98 and liberty was given to the counsel for respondents to file additional affidavits if necessary. The case was heard on 8th to I 0th, the afternoon of I Ith and the afternoon of 14th. E C. FINDINGS OF THE SPEAKER

1212. (i) The direction/whip dated 20.10.97 by the appellant was not issued in accordance with paragraph 2 (!)of the Xth Schedule of the Constitution and as such it was unconstitutional and illegal with the result the respondents are not liable to be disqualified under that paragraph for voting contrary to it.

(ii) The petitions filed by the appellant did not fulfil the requirements of 'The Members of Uttar Pradesh Legislative Assembly (Disqualification on grounds of Defection) Rules, 1987' (hereinafter referred to as the Rules) in as much as they did not contain a statement of material facts and consequently the petitions were liable to be dismissed under Rule 8 (ii) of the said rule.

(iii) The appellant had in fact issued a direction on 21.10.97 to the B.S.P. M.L.As for creating disturbances and committing violence in the House on that date and, therefore, the direction issued by her earlier on 20.10.97 was superseded/withdrawn/waived and made ineffective. As such, the respondents

MAYAWATlv. MARKANDEYACHAND[SRINIVASAN,J.] 237

could not be disqualified for having voted contrary to the direction dated A 20.10.97.

(iv) There was a split in the B.S.P. on 21.10.97 as a result of which there arose a faction and 26 M.L.As mentioned in annexures I and 2 of Chowdhary Narender Singh's affidavit dated 24.2.98, who were more than I/3rd members of the BSP Legislature Party, constituted a group representing the said faction. B Consequently, the group became the 'original political party' known as JBSP. The members of the said group were entitled to protection of para 3 of the Xth Schedule of the Constitution. Further, after the split of the BSP and formation of the group of26 MLAs on 20.10.97, there was a further split in the JBSP on 15.1.98 as a result of which 19 MLAs continued to remain C members of JBSP Legislature Party.

(v) As a result of the aforesaid findings the petitions filed by the appellant and the petitions filed by R.K.Chaudhary were dismissed. The 19 persons set out in the order were declared as members of JBSP in the Assembly. D D. CONTENTIONS

1313. Mr Kapil Sibal, who appeared for the appellant, submitted that the order of the Speaker suffers from jurisdictional errors based on violation of the constitutional mandates, non-compliance with rules of natural justice and perversity. He stated expressly that he was not attacking the order on grounds of bias or ma/a fides, though they were raised in the S.L.P.

1414. Dr. L.M. Singh vi argued on behalf of the first respondent, while Mr. Ashok Desai represented respondents 2 and 3. Mr. R.K. Jain argued for respondents 4,5 and 6 and Mr. K.N. Balgopal represented the 7th respondent. The substance of the contentions urged on behalf of the respondents is as follows:

The order of the Speaker is a well structured one. The findings of facts rendered by him are based on the evidence on record. The order does not suffer from any perversity. Nor is it vitiated by violation of Constitutional mandates or principles of natural justice. Even if the order is set aside, the matter has to go back to the Speaker for a fresh decision in accordance with the judgment of this Court.

E. ARTICLE 145(3) OF THE CONSTITUTION

1515. In the midst of his arguments Dr. Singhvi invited our attention to H

238 SUPREME COURT REPORTS [1998] SUPP. 2 S.C.R.

A Article 145(3) of the Constitution of India and submitted that as the case involves several substantial questions of law as to the interpretation of the Constitution it should be heard by minimum number of five Judges. When the said submission was made, arguments had already been heard for two days. The Hon'ble the Chief Justice observed that there is an 'Interpretation Clause' B in the Xth Schedule and every question of law is not a substantial question of law. Dr. Singhvi did not persist the matter further. However, Mr. Ashok Desai, who argued on the last day of the hearing, handed over a paper setting out proposed substantial questions of law/questions as to interpretation of Constitution. He has mentioned 9 questions therein. In my view question numbers 4 and 9 therein fall within the ambit of Article 145(3). They read as C follows:

"4. The manner, authority, and other requirements of a valid whip for disqualification under Clause 2 (I) (b) of the Xth Schedule, especially the meaning of expressions "political party" and of "any person or authority authorised". D "9. Whether order of speaker refusing to disqualify members of House be substituted by disqualification in course or judicial review".

F. DISCUSSION

1616. The contentions of the appellant's counsel can be classified under three main heads (i) violation of Constitutional Mandates (ii) violation of principles of Natural Justice; (iii) perversity. (i) Violation of Constitutional Mandates. F This can be sub divided into two: (a) violation of para 2 (I) (b); (b) violation of para 2.(1) (a) of the Xth Schedule of the Constitution. A common defence to grounds under both sub paras (a) and (b), is available in para 3. If the situation contemplated in para 3 is proved, G neither para (a) nor para (b) will help the appellant. Para 2(1) is in the following terms: "2. Disqualification on ground of defection - (I) Subject to the provisions of paragraphs 3,4 and 5, a member of a House. belonging to any political party shall be disqualified from being a member of the H House, -

MAYAWATlv. MARK.ANDEYACHAND[SRINIVASAN,J.) 239 (a) if he has voluntarily given up his membership of such political party; or

(b) If he votes or abstains from voting in such House contrary to any direction issued by the political party to which he belongs or by any person or authority authorized by it in this behalf, without obtaining, in either case, the prior permission of such political party, person or authority and such voting or abstention has not been condoned by such political party, person or authority within fifteen days from the date of such voting or abstention. Explanation - For the purposes of this sub-paragraph,

(a) an elected member of a House shall be deemed to belong to the political party, if any, by which he was set up as a candidate for election as such member;

(b) a nominated member of a House shall, -

(i) Where he is a member of any political party on the date of his nomination as such member, be deemed to belong to such political party;

(ii) in any other case, be deemed to belong to the political party of which he becomes, or, as the case may be, frrst becomes a member before the expiry of six months from the date on which he takes his seat after complying with the requirements of Article 99 or, as the case may be, Article 188".

Para 3 reads as follows:-

3. Disqualification on ground of defection not to apply in case of split - Where a member of a House makes a claim that he and any other members of his Legislature party constitute the group representing a faction which has arisen as a result of the split in his original political party and such group consists of not less than one- third of the members of such Legislature party, G (a) he shall not be disqualified under sub-paragraph (I) of paragraph 2 on the ground -

(i) that he has voluntarily given up his membership of his original political party; or (ii) that he has voted or abstained from voting in such House H .,

240 SUPREME COURT REPORTS [1998) SUPP. 2 S.C.R.

A contrary to any direction issued by such party or by any person or authority authorised by it in that behalf without obtaining the prior permission of such party, person or authority and such voting or abstention has not been condoned by such party, person or authority within fifteen days from the date of such voting or abstention; and B (b) from the time of such split, such faction shall be deemed to be the political party to which he belongs for the purposes of sub-paragraph (I) of paragraph 2 and to be his original political party for the purposes of this paragraph."

c (a) Violation of para 2 (I) (b)

1717. Apart from the defence under para 3, an additional defence relating to para 2 (I) (b) has been raised in this case. That has been accepted by the Speaker and findings have been rendered accordingly. Though it is a question involving interpretation of a provision in the Constitution and requires to be D decided by a Bench of at least five Judges, I am bound to express my opinion here as the case has been heard fully by this Bench. Both parties argued the question at length before the Speaker and invited his findings. Before us also, the appellant's counsel argued it at length and the respondents' counsel replied. Henci;, it is necessary to express an opinion.

1818. The argument of the appellant is that the expression 'political party' in sub-para (b) means 'political party in the House', in other wor~s, the 'Legislature Party'. This argument runs counter to the definition contained in para l(c). According to that definition, 'original political party' in relation to a member of a House, means the political party to which he belongs for the purposes of sub-paragraph (I) of paragraph 2. The expression 'original political F party' is used in para 3 only. Para 2, does not at all use the expression 'original political party' . The said expression in para 3 is equated to the expression 'political party' in para 2(1 ). The definition clause in para I (c) does not make any distinction between sub para (a) and sub para (b) of para 2. But the appellant's counsel wants to make such a distinction. According to him G 'political party' in sub para (a) would refer to 'original political party' but the same expression in sub para (b) would refer only to the 'Legislature Party'. The term 'Legislature Party' having been defined in para l(b) could well have been used in para 2 (I) (b) instead of the term 'political party' ifthe intention of the Parliament was to refer only to the Legislature Party.

1919. There is another feature in Para 3 (b) which negatives the appellant's

MA YAWAT!v. MARKANDEYACHAND[SRINIVASAN,J.) 241 argument. According to para 3(b), from the time of split in the original political A party such as the one referred to in the first part of the para, the faction referred to therein shall be deemed to be the political party to which the

- concerned member belongs for the purposes of sub-para (1) of para 2 and to be his original political party for the purposes of paragraph 3. The entire sub- paragraph (I) of para 2 is referred to therein meaning thereby both clauses B (a) and (b) of the sub-para 1 and no distinction is made between the two clauses. Hence for the purposes of clause 'a' as well as clause 'b', the faction referred to in the first part of para 3 shall be deemed to be the 'political party' mentioned in the sub-para and the same faction shall be deemed to be the original 'political party' mentioned in para 3. It is thus clear that 'political party' in clause (b) of sub-para (I) of para 2 is none other than 'original C political party' mentioned in para 3.

2020. The argument that the context in para 2 (1) (b) requires to equate 'political party' with 'legislature party' even though the definition clause reads differently is not acceptable, A reading of sub para (b) the Explanation in para 2 (1) places the matter beyond doubt that the 'political party' in sub para (b) refers to the 'original political party' only and not to the Legislature Party. According to the explanation, for the purpose of the entire sub para, an elected member of the House shall be deemed to belong to the political party, if any, by which he was set up as a candidate for election as such • member. Certainly, the Legislature Party could not have set up the concerned member as a candidate for election.

2121. According to learned counsel for the appellant, the Legislature Party may have to take decisions on urgent matter in the House and as it represents the original political party in the House, whatever direction is issued by the Leader of such Legislature Party must be regarded as a direction issued by the political party. There is no merit in this contention. When the provision in the Constitution has taken care to make a distinction between the Legislature Party and the original Political party and prescribe that the direction should be one issued by the political party or by any person or authority authorised in this behalf, there is no meaning in saying that whatever the Leader of the Legislature Party directs must be regarded as that of the original political party.

2222. The reason is not far to seek. Disqualification of a member elected by the people is a very serious action and before that extreme step is taken, it should be proved that he acted contrary to the direction issued by the party which set him up as a candidate for election. H

242 SUPREME COURT REPORTS [1998] SUPP. 2 S.C.R.

2323. Jn 'Hollohan', (1992] Supp 2 sec 651, the majority dealt with the expression 'any direction' in Para 2(1) (b) and held that the objects and purposes of the Xth Schedule define and limit the contours of the meaning of the said expression. It is advantageous to extract para 122 of the judgment which reads as follows:- - B "While construing Paragraph 2(1) (b) it cannot be ignored that under the Constitution Members of Parliament as well as of the State legislature enjoy freedom of speech in the House though this freedom is subject to the provisions of the Constitution and the rules and standing orders regulating the Procedure of the House [Article 105 ( 1) C and Article 194 (l)]. The disqualification imposed by paragraph 2(l)(b) must be so construed as not to unduly impinge on the said freedom of speech ofa Member. This would be possible if Paragraph 2(l)(b) is confined in its scope by keeping in view the object underlying the . amendments contained in the Tenth Schedule, namely, to curb the evil or mischief of political defections motivated by the lure of office or D other similar considerations. The said object would be achieved if the disqualification incurred on the ground of voting or abstaining from voting by a member is confined to cases where a change of government is likely to be brought about or is prevented, as the case may be, as a result of such voting or abstinence or when such voting or abstinence > E is on a matter which was a major policy and programme on which the political party to which the Member belongs went to the polls. For this purpose the direction give!l by the political party to a Member belonging to it, the violation of which may entail disqualification under Paragraph 2(l)(b), would have to be limited to a vote on motion of confidence or no confidence in the government or where the motion under consideration relates to a matter which was an integral policy and programme of the political party on the basis of which it approached the electorate. The voting or abstinence from voting by a Member against the direction by the political party on such a motion would amount to disapproval of the programme on the basis of which he went before the electorate and got himself elected and such voting or abstinence would amount to a breach of the trust reposed in him by the electorate".

2424. If the direction referred to in para 2 (1 )(b) is to be restricted to the two kinds referred to in the said passage, there is no doubt that 'political party' in para 2(1)(b) refers only to the 'original political party' as it is only

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